Next Financial Group’s Oxford Square Capital OXSQ Stock Holding History

Next Financial Group’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-11,651	Closed	-$75K	–	2390
2019 Q2	$75K	Buy	+11,651	New	+$74.4K	0.01%	1023
2017 Q1	–	Sell	-281	Closed	-$2K	–	2172
2016 Q4	$2K	Hold	281	–	–	﹤0.01%	2179
2016 Q3	$2K	Buy	+281	New	+$1.65K	﹤0.01%	2170

Other funds holding OXSQ

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Next Financial Group's OXSQ Position: Q3 2019 in Review

Next Financial Group sold out of Oxford Square Capital (OXSQ) in Q3 2019, closing a stake of 11,651 shares — an estimated $75K sold.

Next Financial Group first reported a position in OXSQ in Q3 2016 and held it in 3 quarters. The position peaked at $75K in Q2 2019. 66 funds tracked by Wall St. Rank hold OXSQ as of Q3 2019.

Next Financial Group reported no remaining Oxford Square Capital position as of Q3 2019 after selling out during the quarter.
Next Financial Group sold 11,651 Oxford Square Capital shares in Q3 2019, an estimated $75K.
Next Financial Group first reported a position in Oxford Square Capital in Q3 2016 and held it in 3 quarters.
Next Financial Group's Oxford Square Capital position peaked at $75K in Q2 2019.
66 funds tracked by Wall St. Rank held Oxford Square Capital as of Q3 2019.

Based on Next Financial Group's 13F filing for Q3 2019, filed 17 Oct 2019.