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Oxford Square Capital

94 hedge funds and large institutions have $113M invested in Oxford Square Capital in 2014 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 38 increasing their positions, 23 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 23

7% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 15

0% more capital invested

Capital invested by funds: $113M → $113M (+$558K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less funds holding

Funds holding: 9594 (-1)

Holders
94
Holders Change
-1
Holders Change %
-1.05%
% of All Funds
2.51%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
16
Increased
38
Reduced
23
Closed
15
Calls
$94K
Puts
Net Calls
+$94K
Net Calls Change
-$965K
Name Holding Trade Value Shares
Change
Change in
Stake
OIA
51
Optimum Investment Advisors
Illinois
$243K +$4.2K +500 +2%
Tudor Investment Corp
52
Tudor Investment Corp
Connecticut
$239K +$98.6K +11,740 +59%
Allianz Asset Management
53
Allianz Asset Management
Germany
$236K
Norges Bank
54
Norges Bank
Norway
$223K -$107K -12,706 -30%
HAG
55
HighPoint Advisor Group
Illinois
$214K +$240K +28,550 New
DC
56
Davenport & Co
Virginia
$200K -$105K -12,519 -32%
LTFS
57
Ladenburg Thalmann Financial Services
Florida
$195K +$93.3K +11,108 +75%
AQR Capital Management
58
AQR Capital Management
Connecticut
$190K -$105K -12,452 -33%
Creative Planning
59
Creative Planning
Kansas
$184K +$47K +5,600 +30%
Nomura Holdings
60
Nomura Holdings
Japan
$175K +$191K +22,700 New
FFA
61
First Foundation Advisors
California
$170K
Jane Street
62
Jane Street
New York
$164K +$82.5K +9,821 +82%
PCM
63
Prelude Capital Management
New York
$145K +$161K +19,200 New
Commonwealth Equity Services
64
Commonwealth Equity Services
Massachusetts
$139K -$39.3K -4,675 -20%
Ameriprise
65
Ameriprise
Minnesota
$135K +$21K +2,500 +16%
OC
66
Oppenheimer & Co
New York
$134K
PC
67
Palo Capital
California
$132K +$147K +17,520 New
WS
68
Wedbush Securities
California
$123K -$1.69K -201 -1%
SRC
69
Shufro Rose & Co
New York
$120K
RJT
70
Raymond James Trust
Florida
$116K
NPC
71
National Planning Corporation
California
$91.3K +$15.1K +1,800 +17%
Citigroup
72
Citigroup
New York
$87K -$1.9K -226 -2%
TRCT
73
Tower Research Capital (TRC)
New York
$86K +$13.2K +1,567 +16%
MCM
74
Murphy Capital Management
New Jersey
$83K -$16.8K -2,000 -15%
JCM
75
Jag Capital Management
Missouri
$82K

OXSQ Hedge Fund Activity: Q4 2014 in Review

94 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q4 2014, worth a combined $113M — up 0.5% from $113M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new OXSQ positions and 15 closed out — a net gain of 1 holder — while 38 added to existing stakes and 23 trimmed.

The largest buyer was Millennium Management, adding an estimated $2.4M. The largest seller was Yorktown Management & Research Company, exiting entirely with an estimated $3.97M sold.

  • 94 institutional investors held Oxford Square Capital (OXSQ) as of Q4 2014, down from 95 in Q3 2014.
  • Funds reported $113M of Oxford Square Capital stock for Q4 2014, up 0.5% quarter-over-quarter.
  • 16 funds opened new Oxford Square Capital positions in Q4 2014 and 15 closed out, a net change of +1 holder.
  • The largest Oxford Square Capital buyer in Q4 2014 was Millennium Management, an estimated $2.4M added.
  • The largest Oxford Square Capital seller in Q4 2014 was Yorktown Management & Research Company, an estimated $3.97M sold.

Based on aggregated 13F filings for Q4 2014.