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Oxford Square Capital

95 hedge funds and large institutions have $113M invested in Oxford Square Capital in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 33 increasing their positions, 35 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

598% more call options, than puts

Call options by funds: $1.24M | Put options by funds: $177K

6% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 35

19% less funds holding

Funds holding: 11795 (-22)

25% less capital invested

Capital invested by funds: $151M → $113M (-$38M)

76% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 29

Holders
95
Holders Change
-22
Holders Change %
-18.8%
% of All Funds
2.76%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
33
Reduced
35
Closed
29
Calls
$1.24M
Puts
$177K
Net Calls
+$1.06M
Net Calls Change
+$65K
Name Holding Trade Value Shares
Change
Change in
Stake
OIA
51
Optimum Investment Advisors
Illinois
$281K -$9.61K -1,000 -3%
Allianz Asset Management
52
Allianz Asset Management
Germany
$277K
Commonwealth Equity Services
53
Commonwealth Equity Services
Massachusetts
$205K +$10K +1,043 +5%
FFA
54
First Foundation Advisors
California
$200K
NCCM
55
Nine Chapters Capital Management
New Jersey
$190K +$207K +21,500 New
VKH
56
Virtu KCG Holdings
New York
$182K +$42.7K +4,445 +27%
KFS
57
KMS Financial Services
Washington
$178K -$13.1K -1,360 -6%
PP
58
PDT Partners
New York
$177K -$85.5K -8,900 -31%
Tudor Investment Corp
59
Tudor Investment Corp
Connecticut
$177K +$192K +20,025 New
Creative Planning
60
Creative Planning
Kansas
$166K +$18.3K +1,900 +11%
OC
61
Oppenheimer & Co
New York
$158K -$9.13K -950 -5%
WS
62
Wedbush Securities
California
$146K +$159K +16,590 New
SRC
63
Shufro Rose & Co
New York
$141K -$4.8K -500 -3%
TYCC
64
Texas Yale Capital Corp
Florida
$137K +$28.8K +3,000 +24%
RJT
65
Raymond James Trust
Florida
$136K
Ameriprise
66
Ameriprise
Minnesota
$136K +$18.3K +1,900 +14%
LTFS
67
Ladenburg Thalmann Financial Services
Florida
$131K -$11.2K -1,163 -7%
MCM
68
Murphy Capital Management
New Jersey
$115K -$22.8K -2,375 -15%
CHAM
69
Clear Harbor Asset Management
Connecticut
$114K -$43.2K -4,500 -26%
NI
70
Numeric Investors
Massachusetts
$109K
Jane Street
71
Jane Street
New York
$106K -$235K -24,420 -67%
Citigroup
72
Citigroup
New York
$104K -$4.26K -443 -4%
LPA
73
Lansdowne Partners Austria
Austria
$102K +$111K +11,600 New
FA
74
FCG Advisors
New Jersey
$100K
JCM
75
Jag Capital Management
Missouri
$96K

OXSQ Hedge Fund Activity: Q3 2014 in Review

95 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q3 2014, worth a combined $113M — down 25% from $151M a quarter earlier.

Sellers outnumbered buyers: 29 funds closed out of OXSQ and 7 opened new positions — a net loss of 22 holders — while 35 trimmed existing stakes and 33 added.

The largest buyer was Advisors Asset Management, adding an estimated $2.96M. The largest seller was THB Asset Management, exiting entirely with an estimated $11.2M sold.

  • 95 institutional investors held Oxford Square Capital (OXSQ) as of Q3 2014, down from 117 in Q2 2014.
  • Funds reported $113M of Oxford Square Capital stock for Q3 2014, down 25% quarter-over-quarter.
  • 7 funds opened new Oxford Square Capital positions in Q3 2014 and 29 closed out, a net change of -22 holders.
  • The largest Oxford Square Capital buyer in Q3 2014 was Advisors Asset Management, an estimated $2.96M added.
  • The largest Oxford Square Capital seller in Q3 2014 was THB Asset Management, an estimated $11.2M sold.

Based on aggregated 13F filings for Q3 2014.