Nine Chapters Capital Management’s Oxford Square Capital OXSQ Stock Holding History

Nine Chapters Capital Management’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	$103K	Buy	+15,000	New	+$101K	0.23%	123
2017 Q2	–	Sell	-45,900	Closed	-$339K	–	138
2017 Q1	$339K	Buy	45,900 +28,800	+168%	+$208K	0.46%	85
2016 Q4	$113K	Buy	+17,100	New	+$106K	0.19%	144
2015 Q2	–	Sell	-33,000	Closed	-$228K	–	1103
2015 Q1	$228K	Sell	33,000 -18,600	-36%	-$137K	0.02%	798
2014 Q4	$389K	Buy	51,600 +30,100	+140%	+$253K	0.03%	607
2014 Q3	$190K	Buy	+21,500	New	+$207K	0.02%	861
2014 Q2	–	Sell	-77,700	Closed	-$760K	–	1082
2014 Q1	$760K	Buy	+77,700	New	+$794K	0.09%	341
2013 Q3	–	Sell	-31,800	Closed	-$306K	–	866
2013 Q2	$306K	Buy	+31,800	New	+$310K	0.05%	451

Other funds holding OXSQ

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Nine Chapters Capital Management's OXSQ Position: Q3 2017 in Review

Nine Chapters Capital Management opened a new position in Oxford Square Capital (OXSQ) in Q3 2017: 15,000 shares worth $103K. The stake represents 0.23% of the portfolio and ranks #123 among its holdings. This is a return to the name: Nine Chapters Capital Management previously reported a position in OXSQ as recently as Q1 2017.

Nine Chapters Capital Management first reported a position in OXSQ in Q2 2013 and has held it in 8 quarters since. The position peaked at $760K in Q1 2014. 85 funds tracked by Wall St. Rank hold OXSQ as of Q3 2017.

Nine Chapters Capital Management held 15,000 shares of Oxford Square Capital worth $103K as of Q3 2017.
Oxford Square Capital was a new Nine Chapters Capital Management position in Q3 2017.
Oxford Square Capital made up 0.23% of Nine Chapters Capital Management's portfolio in Q3 2017, its #123 holding.
Nine Chapters Capital Management first reported a position in Oxford Square Capital in Q2 2013 and has held it in 8 quarters since.
Nine Chapters Capital Management's Oxford Square Capital position peaked at $760K in Q1 2014.
85 funds tracked by Wall St. Rank held Oxford Square Capital as of Q3 2017.

Based on Nine Chapters Capital Management's 13F filing for Q3 2017, filed 31 Oct 2017.