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OXLC

Oxford Lane Capital

Name Holding Trade Value Shares
Change
Change in
Stake
NA
26
NewEdge Advisors
Louisiana
$252K +$19.9K +660 +7%
KAS
27
Kestra Advisory Services
Texas
$247K +$45.2K +1,501 +19%
Rockefeller Capital Management
28
Rockefeller Capital Management
New York
$243K +$40.3K +1,340 +17%
SIC
29
Samalin Investment Counsel
New York
$212K +$6.89K +229 +3%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$207K -$194K -6,431 -44%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$174K -$76.4K -2,536 -27%
VF
32
Virtu Financial
New York
$174K +$202K +6,715 New
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$170K +$7.32K +243 +4%
SPC
34
Sigma Planning Corp
Michigan
$146K -$34K -1,129 -17%
Mercer Global Advisors
35
Mercer Global Advisors
Colorado
$133K +$36.4K +1,208 +31%
PAS
36
Park Avenue Securities
New York
$124K -$9.03K -300 -6%
UBS Group
37
UBS Group
Switzerland
$120K -$4.37K -145 -3%
TSS
38
Two Sigma Securities
New York
$116K +$135K +4,485 New
Wells Fargo
39
Wells Fargo
California
$115K +$41.4K +1,374 +45%
SL
40
Summitry LLC
California
$103K
TF
41
Trek Financial
Arizona
$100K
N
42
Natixis
France
$88K +$103K +3,420 New
PFS
43
Prospera Financial Services
Texas
$86K +$12.9K +427 +15%
TF
44
Tompkins Financial
New York
$83K
UCFA
45
United Capital Financial Advisors
Texas
$78K -$1.2K -40 -1%
BFA
46
Beacon Financial Advisory
Ohio
$77K +$20.9K +695 +31%
AWA
47
Arete Wealth Advisors
Illinois
$77K +$89.9K +2,985 New
CIBC Private Wealth Group
48
CIBC Private Wealth Group
Georgia
$72K +$12K +400 +17%
AWS
49
Atria Wealth Solutions
New York
$70.8K +$82.5K +2,740 New
WA
50
Waddell & Associates
Tennessee
$70K +$2.95K +98 +4%