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OXLC

Oxford Lane Capital

Name Holding Trade Value Shares
Change
Change in
Stake
JF
26
Jump Financial
Illinois
$260K -$441K -13,460 -60%
NA
27
NewEdge Advisors
Louisiana
$258K -$47.8K -1,458 -14%
Rockefeller Capital Management
28
Rockefeller Capital Management
New York
$229K +$3.77K +115 +1%
KAS
29
Kestra Advisory Services
Texas
$229K +$57.4K +1,749 +28%
SIC
30
Samalin Investment Counsel
New York
$227K +$14.5K +443 +6%
SCA
31
Sage Capital Advisors
South Dakota
$210K +$14.8K +451 +6%
Bank of America
32
Bank of America
North Carolina
$196K -$70.3K -2,142 -24%
SPC
33
Sigma Planning Corp
Michigan
$192K +$222K +6,766 New
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$179K -$7.28K -222 -3%
Northern Trust
35
Northern Trust
Illinois
$170K +$197K +6,000 New
CC
36
Claybrook Capital
Massachusetts
$164K +$52.5K +1,600 +38%
Bank of New York Mellon
37
Bank of New York Mellon
New York
$163K +$5.77K +176 +3%
PAS
38
Park Avenue Securities
New York
$145K
Squarepoint
39
Squarepoint
New York
$137K +$158K +4,831 New
UBS Group
40
UBS Group
Switzerland
$136K -$3.28K -100 -2%
Nomura Holdings
41
Nomura Holdings
Japan
$127K +$144K +4,400 New
SL
42
Summitry LLC
California
$114K
FCH
43
Freestone Capital Holdings
Washington
$114K +$132K +4,020 New
Mercer Global Advisors
44
Mercer Global Advisors
Colorado
$112K -$197 -6 -0.2%
TF
45
Trek Financial
Arizona
$109K
TF
46
Tompkins Financial
New York
$91K
Wells Fargo
47
Wells Fargo
California
$87K +$23.2K +708 +30%
UCFA
48
United Capital Financial Advisors
Texas
$86K +$1.31K +40 +1%
LNWWM
49
Laird Norton Wetherby Wealth Management
California
$85K -$32.8K -1,000 -25%
PFS
50
Prospera Financial Services
Texas
$83K +$48.3K +1,474 +102%