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ALPS O'Shares US Small-Cap Quality Dividend ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.2M +$2.77M +96,842 +25%
UBS Group
2
UBS Group
Switzerland
$4.7M -$342K -11,945 -7%
Bank of America
3
Bank of America
North Carolina
$3.95M +$866K +30,254 +29%
LPL Financial
4
LPL Financial
California
$3.4M -$1.53M -53,325 -32%
PAG
5
Private Advisor Group
New Jersey
$2.94M -$26.2K -915 -0.9%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$1.67M +$125K +4,382 +8%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.04M +$340K +11,887 +51%
SPIA
8
Steward Partners Investment Advisory
New York
$967K -$23.1K -807 -2%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$651K
TC
10
Telemus Capital
Michigan
$651K
SSWM
11
Sheets Smith Wealth Management
North Carolina
$568K
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$511K -$97.6K -3,410 -16%
SWP
13
Stratos Wealth Partners
Ohio
$484K -$28.7K -1,003 -6%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$441K +$1.57K +55 +0.4%
AIP
15
Ahrens Investment Partners
Louisiana
$414K +$63K +2,200 +19%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$363K
AG
17
Advisor Group
Arizona
$360K -$7.16K -250 -2%
DI
18
Diligent Investors
California
$350K -$5.73K -200 -2%
RIA
19
Regal Investment Advisors
Michigan
$305K +$295K +10,310 New
RJA
20
Raymond James & Associates
Florida
$280K -$54.8K -1,915 -17%
FA
21
Faithward Advisors
Pennsylvania
$250K
RJFSA
22
Raymond James Financial Services Advisors
Florida
$211K +$204K +7,114 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$195K +$13.7K +479 +8%
APA
24
American Portfolios Advisors
New York
$186K +$20K +700 +13%
CFA
25
Carroll Financial Associates
North Carolina
$177K