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ALPS O'Shares US Small-Cap Quality Dividend ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.4M -$3.32M -128,681 -20%
UBS Group
2
UBS Group
Switzerland
$4.56M -$1.85M -71,853 -27%
LPL Financial
3
LPL Financial
California
$3.21M +$333K +12,915 +10%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.16M +$2.36M +91,290 New
PAG
5
Private Advisor Group
New Jersey
$2.09M -$800 -31 -0%
Jane Street
6
Jane Street
New York
$965K +$845K +32,740 +403%
SPIA
7
Steward Partners Investment Advisory
New York
$855K -$54.4K -2,109 -6%
Citadel Advisors
8
Citadel Advisors
Florida
$596K +$651K +25,223 New
Bank of New York Mellon
9
Bank of New York Mellon
New York
$519K +$116K +4,500 +26%
TC
10
Telemus Capital
Michigan
$519K +$116K +4,500 +26%
SWP
11
Stratos Wealth Partners
Ohio
$469K +$9.24K +358 +2%
SSWM
12
Sheets Smith Wealth Management
North Carolina
$452K +$201K +7,793 +69%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$402K +$6.81K +264 +2%
DI
14
Diligent Investors
California
$330K -$18.7K -723 -5%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$306K -$31K -1,200 -8%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$298K -$146K -5,643 -31%
AG
17
Advisor Group
Arizona
$286K +$35.3K +1,369 +13%
RJA
18
Raymond James & Associates
Florida
$285K -$4.91M -190,372 -94%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$273K +$4.54K +176 +2%
CPA
20
Clear Perspective Advisors
Illinois
$226K +$19.4K +750 +8%
IA
21
IFP Advisors
Florida
$61K +$4.95K +192 +8%
AAP
22
Arax Advisory Partners
Colorado
$44K -$52.5K -2,036 -52%
CA
23
Claro Advisors
Massachusetts
$37K +$33.5K +1,300 New
AIC
24
Ameritas Investment Company
Nebraska
$35K +$38.3K +1,483 New
Wells Fargo
25
Wells Fargo
California
$10K