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ALPS O'Shares US Small-Cap Quality Dividend ETF

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$12.1M +$113K +4,293 +0.9%
SCM
2
Stonehearth Capital Management
Massachusetts
$8.62M +$262K +9,928 +3%
Morgan Stanley
3
Morgan Stanley
New York
$6.68M +$168K +6,365 +3%
Bank of America
4
Bank of America
North Carolina
$4.78M +$317K +11,987 +7%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.03M +$202K +7,644 +7%
LPL Financial
6
LPL Financial
California
$2.77M +$154K +5,834 +6%
AAS
7
Avantax Advisory Services
Texas
$2.58M +$2.58M +97,562 New
PAG
8
Private Advisor Group
New Jersey
$1.75M -$79.9K -3,021 -4%
Brown Advisory
9
Brown Advisory
Maryland
$1.14M
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$881K -$253K -9,576 -22%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$847K -$368K -13,937 -30%
SPIA
12
Steward Partners Investment Advisory
New York
$825K -$2.12K -80 -0.3%
SSWM
13
Sheets Smith Wealth Management
North Carolina
$724K
Osaic Holdings
14
Osaic Holdings
Arizona
$433K -$35.4K -1,340 -8%
TC
15
Telemus Capital
Michigan
$407K
Bank of New York Mellon
16
Bank of New York Mellon
New York
$382K
WP
17
WealthShield Partners
North Carolina
$363K +$365K +13,809 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$273K -$41.5K -1,571 -13%
CAL
19
Capital Advisors Ltd
Ohio
$270K +$68.4K +2,587 +34%
SWP
20
Stratos Wealth Partners
Ohio
$264K +$51.9K +1,962 +24%
CA
21
Cambridge Advisors
Nebraska
$243K -$8.75K -331 -3%
DI
22
Diligent Investors
California
$229K -$13.2K -500 -5%
RJA
23
Raymond James & Associates
Florida
$216K -$7.8K -295 -3%
CFA
24
Carroll Financial Associates
North Carolina
$183K
JP Morgan Chase
25
JP Morgan Chase
New York
$153K +$155K +5,850 New