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ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$58.5M +$1.25M +29,141 +2%
Morgan Stanley
2
Morgan Stanley
New York
$44.3M +$1.85M +43,028 +5%
SA
3
Sanctuary Advisors
Indiana
$35.1M +$4.13M +95,989 +15%
AAS
4
Avantax Advisory Services
Texas
$33.1M +$1.52M +35,357 +5%
Wells Fargo
5
Wells Fargo
California
$32.3M +$6.69M +155,480 +28%
Thrivent Financial for Lutherans
6
Thrivent Financial for Lutherans
Minnesota
$25.8M +$1,000K +23,222 +4%
LPL Financial
7
LPL Financial
California
$24M +$3.59M +83,328 +19%
Bank of America
8
Bank of America
North Carolina
$24M +$3.3M +76,768 +17%
UBS Group
9
UBS Group
Switzerland
$23.8M +$747K +17,353 +3%
SCM
10
Stonehearth Capital Management
Massachusetts
$15.9M +$198K +4,590 +1%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$13M +$210K +4,870 +2%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$12.6M +$1.08M +25,190 +10%
RJA
13
Raymond James & Associates
Florida
$9.24M +$640K +14,863 +8%
Stifel Financial
14
Stifel Financial
Missouri
$8.83M +$668K +15,516 +9%
LFAS
15
Level Four Advisory Services
Texas
$6.91M +$2.8M +64,958 +71%
AFS
16
Axiom Financial Strategies
Indiana
$6.67M +$2.14M +49,627 +50%
BI
17
Berkeley Inc
Idaho
$6.16M +$5.89M +136,780 New
TSMHT
18
Thurston Springer Miller Herd & Titak
Indiana
$6.12M -$109K -2,534 -2%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$6.1M +$2.61M +60,548 +81%
MML Investors Services
20
MML Investors Services
Massachusetts
$5.34M +$2.54M +59,020 +99%
MAC
21
Mason & Associates (California)
California
$5.05M +$4.07M +94,649 +543%
CWM
22
Castle Wealth Management
Florida
$4M +$838K +19,462 +28%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$3.95M -$1.46M -33,973 -28%
SSWM
24
Sheets Smith Wealth Management
North Carolina
$3.87M +$83.5K +1,940 +2%
KPWS
25
Kestra Private Wealth Services
Texas
$3.59M -$410K -9,532 -11%
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