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ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$52.3M +$3.93M +95,591 +8%
Morgan Stanley
2
Morgan Stanley
New York
$38.8M +$6.64M +161,262 +21%
AAS
3
Avantax Advisory Services
Texas
$28.9M +$4.24M +103,067 +17%
SA
4
Sanctuary Advisors
Indiana
$26.6M +$27.1M +658,882 New
Wells Fargo
5
Wells Fargo
California
$23.1M +$1.01M +24,556 +5%
Thrivent Financial for Lutherans
6
Thrivent Financial for Lutherans
Minnesota
$22.7M +$3.24M +78,621 +17%
UBS Group
7
UBS Group
Switzerland
$21M -$1.81M -43,874 -8%
Bank of America
8
Bank of America
North Carolina
$18.8M +$2.31M +56,185 +14%
LPL Financial
9
LPL Financial
California
$18.6M +$2.39M +58,036 +15%
SCM
10
Stonehearth Capital Management
Massachusetts
$14.3M +$707K +17,167 +5%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$11.7M +$4.14M +100,697 +55%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$10.5M -$111K -2,700 -1%
RJA
13
Raymond James & Associates
Florida
$7.84M +$1.58M +38,422 +25%
Stifel Financial
14
Stifel Financial
Missouri
$7.44M +$1.42M +34,549 +24%
TSMHT
15
Thurston Springer Miller Herd & Titak
Indiana
$5.7M +$5.7M +138,355 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$5.01M -$519K -12,599 -9%
AFS
17
Axiom Financial Strategies
Indiana
$4.06M -$22.1K -538 -0.5%
LFAS
18
Level Four Advisory Services
Texas
$3.78M +$1.87M +45,413 +98%
KPWS
19
Kestra Private Wealth Services
Texas
$3.68M -$62.9K -1,527 -2%
SSWM
20
Sheets Smith Wealth Management
North Carolina
$3.46M -$16.6K -404 -0.5%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$3.08M +$7.9K +192 +0.3%
PPWP
22
Premier Path Wealth Partners
New Jersey
$2.95M +$445K +10,817 +18%
CWM
23
Castle Wealth Management
Florida
$2.85M +$248K +6,023 +10%
SAM
24
Secure Asset Management
Michigan
$2.76M +$2.03M +49,236 +276%
WANY
25
Wealthspire Advisors (New York)
New York
$2.64M – – –
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