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ALPS O'Shares US Small-Cap Quality Dividend ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.64M -$3.11M -115,837 -24%
UBS Group
2
UBS Group
Switzerland
$4.18M +$1.1M +40,805 +26%
Bank of America
3
Bank of America
North Carolina
$3.26M +$590K +21,980 +16%
LPL Financial
4
LPL Financial
California
$2.17M -$299K -11,142 -10%
PAG
5
Private Advisor Group
New Jersey
$1.79M -$364K -13,551 -14%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.75M +$1.78M +66,506 +385%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$1.34M +$208K +7,741 +14%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$1.24M +$1.26M +46,923 +383%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$811K +$93.6K +3,488 +10%
Citadel Advisors
10
Citadel Advisors
Florida
$786K +$1.01M +37,521 New
SPIA
11
Steward Partners Investment Advisory
New York
$680K -$5.58K -208 -0.6%
Jane Street
12
Jane Street
New York
$673K +$862K +32,129 New
ACA
13
Aptus Capital Advisors
Alabama
$431K +$553K +20,595 New
SSWM
14
Sheets Smith Wealth Management
North Carolina
$402K
TC
15
Telemus Capital
Michigan
$364K -$200K -7,465 -34%
Osaic Holdings
16
Osaic Holdings
Arizona
$338K +$432K +16,107 New
Bank of New York Mellon
17
Bank of New York Mellon
New York
$307K -$198K -7,384 -34%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$224K -$113K -4,221 -28%
CFA
19
Carroll Financial Associates
North Carolina
$151K +$32.2K +1,200 +20%
APA
20
American Portfolios Advisors
New York
$132K
AWA
21
Arkadios Wealth Advisors
Georgia
$64.2K
Wells Fargo
22
Wells Fargo
California
$47K +$31.7K +1,181 +111%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$21K +$26.8K +1,000 New
IA
24
IFP Advisors
Florida
$20K +$161 +6 +0.7%
GSWM
25
Golden State Wealth Management
California
$15K +$18.8K +700 New