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ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$49.9M +$7.77M +193,962 +20%
Morgan Stanley
2
Morgan Stanley
New York
$33.1M +$1.88M +46,942 +6%
AAS
3
Avantax Advisory Services
Texas
$25.4M +$11.7M +292,177 +96%
UBS Group
4
UBS Group
Switzerland
$23.6M +$8.24M +205,754 +59%
Wells Fargo
5
Wells Fargo
California
$22.8M +$4.18M +104,449 +24%
Thrivent Financial for Lutherans
6
Thrivent Financial for Lutherans
Minnesota
$20.1M +$6.39M +159,611 +51%
Bank of America
7
Bank of America
North Carolina
$17M -$1.49M -37,195 -9%
LPL Financial
8
LPL Financial
California
$16.7M +$1.17M +29,120 +8%
SCM
9
Stonehearth Capital Management
Massachusetts
$14.1M +$103K +2,577 +0.8%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$11M +$734K +18,335 +8%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$7.81M +$621K +15,511 +9%
RJA
12
Raymond James & Associates
Florida
$6.46M +$3.03M +75,730 +100%
FP
13
Fiduciary Planning
Florida
$6.39M +$226K +5,646 +4%
Stifel Financial
14
Stifel Financial
Missouri
$6.21M -$213K -5,317 -4%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$5.71M +$153K +3,825 +3%
AFS
16
Axiom Financial Strategies
Indiana
$4.21M -$57.3K -1,431 -1%
KPWS
17
Kestra Private Wealth Services
Texas
$3.86M +$710K +17,733 +24%
SSWM
18
Sheets Smith Wealth Management
North Carolina
$3.59M +$243K +6,061 +8%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$3.17M +$995K +24,843 +50%
WANY
20
Wealthspire Advisors (New York)
New York
$2.72M – – –
CWM
21
Castle Wealth Management
Florida
$2.69M +$58K +1,449 +2%
BPFA
22
Barnes Pettey Financial Advisors
Mississippi
$2.69M -$228K -5,704 -8%
PPWP
23
Premier Path Wealth Partners
New Jersey
$2.66M +$944K +23,562 +63%
PAG
24
Private Advisor Group
New Jersey
$2.43M -$25K -625 -1%
MML Investors Services
25
MML Investors Services
Massachusetts
$2.13M +$633K +15,806 +46%
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