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ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.8M +$2.81M +84,697 +26%
UBS Group
2
UBS Group
Switzerland
$12.2M -$2.76M -83,012 -18%
SCM
3
Stonehearth Capital Management
Massachusetts
$11M -$28.2K -850 -0.2%
LPL Financial
4
LPL Financial
California
$7.3M +$373K +11,224 +5%
Wells Fargo
5
Wells Fargo
California
$7.23M +$715K +21,535 +10%
Bank of America
6
Bank of America
North Carolina
$7.08M -$181K -5,444 -2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$4.14M -$272K -8,201 -6%
AAS
8
Avantax Advisory Services
Texas
$3.29M +$60.2K +1,813 +2%
WANY
9
Wealthspire Advisors (New York)
New York
$2.02M +$2.13M +64,000 New
PAG
10
Private Advisor Group
New Jersey
$1.87M -$8.67K -261 -0.4%
Brown Advisory
11
Brown Advisory
Maryland
$1.37M – – –
TRCT
12
Tower Research Capital (TRC)
New York
$1.07M +$807K +24,289 +255%
EAM
13
Empirical Asset Management
Massachusetts
$1.02M -$31.1K -935 -3%
SSWM
14
Sheets Smith Wealth Management
North Carolina
$904K -$1.99K -60 -0.2%
TCM
15
Triumph Capital Management
Colorado
$796K -$22.9K -690 -3%
SPIA
16
Steward Partners Investment Advisory
New York
$787K -$3.99K -120 -0.5%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$786K -$448K -13,478 -35%
CNWM
18
Clay Northam Wealth Management
California
$677K – – –
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$604K -$1.06K -32 -0.2%
Goldman Sachs
20
Goldman Sachs
New York
$556K – – –
SWP
21
Stratos Wealth Partners
Ohio
$552K -$9.1K -274 -2%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$430K -$22.7K -683 -5%
AWA
23
Acorn Wealth Advisors
Michigan
$429K +$48.8K +1,470 +12%
CAL
24
Capital Advisors Ltd
Ohio
$345K -$10.5K -317 -3%
Citadel Advisors
25
Citadel Advisors
Florida
$345K +$363K +10,925 New
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