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ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$29.8M +$15.6M +442,319 +119%
Ameriprise
2
Ameriprise
Minnesota
$25.1M +$24.1M +684,678 New
Morgan Stanley
3
Morgan Stanley
New York
$20.1M +$1.83M +52,006 +11%
Bank of America
4
Bank of America
North Carolina
$15.7M +$3.18M +90,086 +27%
LPL Financial
5
LPL Financial
California
$14.8M +$4.46M +126,566 +46%
SCM
6
Stonehearth Capital Management
Massachusetts
$11.9M -$161K -4,574 -1%
UBS Group
7
UBS Group
Switzerland
$11.7M +$506K +14,349 +5%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$8.13M +$6.34M +179,702 +431%
Thrivent Financial for Lutherans
9
Thrivent Financial for Lutherans
Minnesota
$8.03M +$7.75M +219,831 New
Stifel Financial
10
Stifel Financial
Missouri
$5.23M +$185K +5,237 +4%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$4.94M +$152K +4,320 +3%
AAS
12
Avantax Advisory Services
Texas
$4.07M +$104K +2,936 +3%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$3.15M +$1.47M +41,713 +95%
WANY
14
Wealthspire Advisors (New York)
New York
$2.35M – – –
KPWS
15
Kestra Private Wealth Services
Texas
$2.14M +$543K +15,396 +36%
BPFA
16
Barnes Pettey Financial Advisors
Mississippi
$2.12M +$41.3K +1,171 +2%
PAG
17
Private Advisor Group
New Jersey
$2.08M -$41.6K -1,180 -2%
Osaic Holdings
18
Osaic Holdings
Arizona
$1.75M +$435K +12,333 +35%
Brown Advisory
19
Brown Advisory
Maryland
$1.59M – – –
PEA
20
Park Edge Advisors
Ohio
$1.28M -$4.9K -139 -0.4%
SPIA
21
Steward Partners Investment Advisory
New York
$1.19M -$38.1K -1,081 -3%
CNWM
22
Clay Northam Wealth Management
California
$1.13M +$46K +1,305 +4%
SSWM
23
Sheets Smith Wealth Management
North Carolina
$1.08M +$635 +18 +0.1%
JMPWA
24
JP Morgan Private Wealth Advisors
California
$1M +$470K +13,343 +96%
EAM
25
Empirical Asset Management
Massachusetts
$904K +$35.7K +1,012 +4%
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