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ALPS O'Shares US Small-Cap Quality Dividend ETF

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$11.4M +$6.07M +256,686 +129%
SCM
2
Stonehearth Capital Management
Massachusetts
$8.36M +$7.53M +318,358 New
Morgan Stanley
3
Morgan Stanley
New York
$6.18M -$2.76M -116,871 -32%
Bank of America
4
Bank of America
North Carolina
$4.24M +$343K +14,516 +9%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.68M +$1.63M +68,800 +178%
LPL Financial
6
LPL Financial
California
$2.49M -$94.4K -3,990 -4%
PAG
7
Private Advisor Group
New Jersey
$1.73M -$383K -16,190 -19%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.15M -$889K -37,598 -45%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$1.11M -$465K -19,670 -31%
Brown Advisory
10
Brown Advisory
Maryland
$1.08M +$1.02M +43,280 New
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$1.08M -$380K -16,056 -27%
Citadel Advisors
12
Citadel Advisors
Florida
$857K -$74.8K -3,163 -8%
SPIA
13
Steward Partners Investment Advisory
New York
$785K -$23.9K -1,009 -3%
SSWM
14
Sheets Smith Wealth Management
North Carolina
$688K +$198K +8,390 +44%
Osaic Holdings
15
Osaic Holdings
Arizona
$446K +$40.7K +1,720 +11%
Bank of New York Mellon
16
Bank of New York Mellon
New York
$363K -$1.92K -81 -0.6%
TC
17
Telemus Capital
Michigan
$361K
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$298K +$30K +1,267 +12%
RIA
19
Regal Investment Advisors
Michigan
$290K +$275K +11,618 New
CA
20
Cambridge Advisors
Nebraska
$239K +$227K +9,580 New
DI
21
Diligent Investors
California
$230K +$218K +9,220 New
RJA
22
Raymond James & Associates
Florida
$212K +$201K +8,516 New
SWP
23
Stratos Wealth Partners
Ohio
$202K +$192K +8,104 New
CAL
24
Capital Advisors Ltd
Ohio
$192K +$182K +7,684 New
CFA
25
Carroll Financial Associates
North Carolina
$173K -$5.61K -237 -3%