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Novartis

909 hedge funds and large institutions have $19.9B invested in Novartis in 2017 Q1 according to their latest regulatory filings, with 76 funds opening new positions, 342 increasing their positions, 335 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 61

9% more capital invested

Capital invested by funds: $18.3B → $19.9B (+$1.61B)

2% more repeat investments, than reductions

Existing positions increased: 342 | Existing positions reduced: 335

0.71% more ownership

Funds ownership: 10.65%11.36% (+0.71%)

1% more funds holding

Funds holding: 904909 (+5)

5% less funds holding in top 10

Funds holding in top 10: 2120 (-1)

55% less call options, than puts

Call options by funds: $30.9M | Put options by funds: $68.2M

Holders
909
Holders Change
+5
Holders Change %
+0.55%
% of All Funds
22.63%
Holding in Top 10
20
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-4.76%
% of All Funds
0.5%
New
76
Increased
342
Reduced
335
Closed
61
Calls
$30.9M
Puts
$68.2M
Net Calls
-$37.3M
Net Calls Change
-$54.7M
Name Holding Trade Value Shares
Change
Change in
Stake
ZAM
201
Zevin Asset Management
Massachusetts
$5.96M -$22.1K -331 -0.4%
BAM
202
Bruderman Asset Management
New York
$5.91M -$444K -6,664 -7%
WT
203
Whittier Trust
California
$5.87M -$285K -4,277 -5%
AR
204
Advisory Research
Illinois
$5.79M +$5.79M +86,953 New
PA
205
Pinnacle Associates
New York
$5.79M +$129K +1,942 +2%
Baird Financial Group
206
Baird Financial Group
Wisconsin
$5.74M -$1.63M -24,484 -22%
TD Asset Management
207
TD Asset Management
Ontario, Canada
$5.74M +$2.93M +43,925 +104%
PIM
208
Perkins Investment Management
Illinois
$5.7M -$458K -6,878 -7%
CCT
209
Country Club Trust
Missouri
$5.69M +$22.2K +333 +0.4%
WCM
210
Wallace Capital Management
Texas
$5.69M +$240K +3,597 +4%
PMG
211
ProVise Management Group
Florida
$5.63M +$731K +10,970 +15%
SSB
212
Sandy Spring Bank
Maryland
$5.52M -$485K -7,274 -8%
LTFS
213
Ladenburg Thalmann Financial Services
Florida
$5.46M -$18.9K -283 -0.3%
CCM
214
Chilton Capital Management
Texas
$5.46M -$243K -3,641 -4%
MJP
215
Michael J. Puzo
$5.35M -$21.2K -318 -0.4%
CCMIC
216
Cardinal Capital Management Inc (Canada)
Manitoba, Canada
$5.31M +$461K +6,918 +9%
NIM
217
Northeast Investment Management
Massachusetts
$5M -$1.55M -23,187 -24%
BIC
218
Beach Investment Counsel
Pennsylvania
$4.99M
SC
219
Scotia Capital
Ontario, Canada
$4.99M +$1.11M +16,726 +29%
GHA
220
GW Henssler & Associates
Georgia
$4.98M +$888K +13,332 +22%
FTIOP
221
Fiduciary Trust International of Pennsylvania
Pennsylvania
$4.94M -$267K -4,002 -5%
Mirae Asset Global Investments
222
Mirae Asset Global Investments
South Korea
$4.88M +$1.37M +20,501 +39%
FA
223
FDx Advisors
Illinois
$4.87M +$118K +1,778 +2%
ISL
224
Ingalls & Snyder LLC
New York
$4.82M -$22.3K -334 -0.5%
BC
225
Brinker Capital
Pennsylvania
$4.75M +$1.3M +19,580 +38%

NVS Hedge Fund Activity: Q1 2017 in Review

909 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2017, worth a combined $19.9B — up 8.8% from $18.3B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new NVS positions and 61 closed out — a net gain of 15 holders — while 342 added to existing stakes and 335 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $362M. The largest seller was 1832 Asset Management, cutting an estimated $239M.

  • 909 institutional investors held Novartis (NVS) as of Q1 2017, up from 904 in Q4 2016.
  • Funds reported $19.9B of Novartis stock for Q1 2017, up 8.8% quarter-over-quarter.
  • 76 funds opened new Novartis positions in Q1 2017 and 61 closed out, a net change of +15 holders.
  • The largest Novartis buyer in Q1 2017 was Dodge & Cox, an estimated $362M added.
  • The largest Novartis seller in Q1 2017 was 1832 Asset Management, an estimated $239M sold.

Based on aggregated 13F filings for Q1 2017.