Bruderman Asset Management’s Novartis NVS Stock Holding History

Bruderman Asset Management’s Portfolio NVS Stock Details NVS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-3,192	Closed	-$282K	–	112
2019 Q3	$282K	Buy	3,192 +134	+4%	+$12K	0.07%	105
2019 Q2	$279K	Sell	3,058 -1,563	-34%	-$132K	0.07%	97
2019 Q1	$398K	Sell	4,621 -411	-8%	-$33K	0.09%	100
2018 Q4	$387K	Buy	5,032 +1,060	+27%	+$82.5K	0.1%	94
2018 Q3	$307K	Sell	3,972 -2,230	-36%	-$165K	0.07%	98
2018 Q2	$420K	Sell	6,202 -3,438	-36%	-$237K	0.1%	96
2018 Q1	$698K	Sell	9,640 -301	-3%	-$22.9K	0.17%	86
2017 Q4	$748K	Sell	9,941 -1,496	-13%	-$113K	0.19%	80
2017 Q3	$880K	Sell	11,437 -36,862	-76%	-$2.78M	0.23%	74
2017 Q2	$3.61M	Sell	48,299 -40,502	-46%	-$2.87M	0.96%	33
2017 Q1	$5.91M	Sell	88,801 -6,664	-7%	-$444K	1.71%	20
2016 Q4	$6.23M	Sell	95,465 -2,992	-3%	-$194K	1.88%	18
2016 Q3	$6.97M	Sell	98,457 -799	-0.8%	-$58.2K	2.08%	14
2016 Q2	$7.34M	Buy	99,256 +88,735	+843%	+$6.13M	2.3%	13
2016 Q1	$683K	Buy	10,521 +10,117	+2,504%	+$688K	0.24%	73
2015 Q4	$31K	Hold	404	–	–	0.01%	252
2015 Q3	$33K	Buy	404 +147	+57%	+$13.1K	0.01%	241
2015 Q2	$23K	Hold	257	–	–	0.01%	289
2015 Q1	$23K	Buy	+257	New	+$22.8K	0.01%	284

Other funds holding NVS

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Mawer Investment Management Calgary, Alberta, Canada $15.4B AUM 10.9% 1-Year Est. Return

Bruderman Asset Management's NVS Position: Q4 2019 in Review

Bruderman Asset Management sold out of Novartis (NVS) in Q4 2019, closing a stake of 3,192 shares — an estimated $282K sold.

Bruderman Asset Management first reported a position in NVS in Q1 2015 and held it in 19 quarters. The position peaked at $7.34M in Q2 2016. 1,172 funds tracked by Wall St. Rank hold NVS as of Q4 2019.

Bruderman Asset Management reported no remaining Novartis position as of Q4 2019 after selling out during the quarter.
Bruderman Asset Management sold 3,192 Novartis shares in Q4 2019, an estimated $282K.
Bruderman Asset Management first reported a position in Novartis in Q1 2015 and held it in 19 quarters.
Bruderman Asset Management's Novartis position peaked at $7.34M in Q2 2016.
1,172 funds tracked by Wall St. Rank held Novartis as of Q4 2019.

Based on Bruderman Asset Management's 13F filing for Q4 2019, filed 13 Feb 2020.