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Novartis

939 hedge funds and large institutions have $23.3B invested in Novartis in 2015 Q1 according to their latest regulatory filings, with 83 funds opening new positions, 313 increasing their positions, 375 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 83 | Existing positions closed: 51

40% more call options, than puts

Call options by funds: $43.8M | Put options by funds: $31.2M

11% more funds holding in top 10

Funds holding in top 10: 6269 (+7)

2% more funds holding

Funds holding: 918939 (+21)

5% more capital invested

Capital invested by funds: $22.3B → $23.3B (+$1.06B)

0.11% less ownership

Funds ownership: 9.77%9.67% (-0.11%)

17% less repeat investments, than reductions

Existing positions increased: 313 | Existing positions reduced: 375

Holders
939
Holders Change
+21
Holders Change %
+2.29%
% of All Funds
25.03%
Holding in Top 10
69
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+11.29%
% of All Funds
1.84%
New
83
Increased
313
Reduced
375
Closed
51
Calls
$43.8M
Puts
$31.2M
Net Calls
+$12.6M
Net Calls Change
-$93.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$4.93B -$28.9M -325,705 -0.6%
Primecap Management
2
Primecap Management
California
$2.19B +$785K +8,855 +0%
BBHC
3
Brown Brothers Harriman & Co
New York
$994M -$29.4M -330,967 -3%
Wells Fargo
4
Wells Fargo
California
$750M +$2.42M +27,264 +0.3%
Fisher Asset Management
5
Fisher Asset Management
Washington
$591M -$1.7M -19,129 -0.3%
BTS
6
BB&T Securities
Virginia
$546M -$8.84M -99,630 -14%
UBS Group
7
UBS Group
Switzerland
$498M +$17M +192,097 +4%
Fidelity Investments
8
Fidelity Investments
Massachusetts
$438M +$173M +1,955,066 +65%
MAA
9
Managed Account Advisors
New Jersey
$385M -$7.2M -81,174 -2%
Northern Trust
10
Northern Trust
Illinois
$372M -$4.73M -53,301 -1%
Franklin Resources
11
Franklin Resources
California
$363M +$77.8M +877,175 +27%
Loomis, Sayles & Company
12
Loomis, Sayles & Company
Massachusetts
$356M +$11.4M +128,535 +3%
Invesco
13
Invesco
Georgia
$282M -$19.4M -218,505 -6%
Parnassus Investments
14
Parnassus Investments
California
$281M +$11.1M +125,261 +4%
ClearBridge Investments
15
ClearBridge Investments
New York
$242M -$7.04M -79,318 -3%
Bank of America
16
Bank of America
North Carolina
$231M +$5.41M +60,986 +2%
Capital Research Global Investors
17
Capital Research Global Investors
California
$223M -$25.4M -286,316 -10%
EARNEST Partners
18
EARNEST Partners
Georgia
$214M -$8.82M -99,403 -4%
Lazard Asset Management
19
Lazard Asset Management
New York
$210M +$7.32M +82,474 +4%
WI
20
WHV Investments
California
$198M -$21.6M -244,036 -10%
Boston Partners
21
Boston Partners
Massachusetts
$194M -$33M -372,117 -14%
Morgan Stanley
22
Morgan Stanley
New York
$187M -$17.4M -196,153 -8%
Macquarie Group
23
Macquarie Group
Australia
$184M -$2.75M -31,027 -1%
Mawer Investment Management
24
Mawer Investment Management
Alberta, Canada
$180M +$7.7M +86,779 +4%
Aristotle Capital Management
25
Aristotle Capital Management
California
$176M +$162M +1,822,962 +1,111%

NVS Hedge Fund Activity: Q1 2015 in Review

939 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2015, worth a combined $23.3B — up 4.7% from $22.3B a quarter earlier.

Buyers outnumbered sellers: 83 funds opened new NVS positions and 51 closed out — a net gain of 32 holders — while 313 added to existing stakes and 375 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $173M. The largest seller was Sound Shore Management, exiting entirely with an estimated $171M sold.

  • 939 institutional investors held Novartis (NVS) as of Q1 2015, up from 918 in Q4 2014.
  • Funds reported $23.3B of Novartis stock for Q1 2015, up 4.7% quarter-over-quarter.
  • 83 funds opened new Novartis positions in Q1 2015 and 51 closed out, a net change of +32 holders.
  • The largest Novartis buyer in Q1 2015 was Fidelity Investments, an estimated $173M added.
  • The largest Novartis seller in Q1 2015 was Sound Shore Management, an estimated $171M sold.

Based on aggregated 13F filings for Q1 2015.