We are live on ! Find out more
NVS icon

Novartis

1,006 hedge funds and large institutions have $21.1B invested in Novartis in 2017 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 344 increasing their positions, 335 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 63

47% more call options, than puts

Call options by funds: $61.9M | Put options by funds: $42.2M

7% more funds holding

Funds holding: 9371,006 (+69)

3% more repeat investments, than reductions

Existing positions increased: 344 | Existing positions reduced: 335

0.31% less ownership

Funds ownership: 11.03%10.72% (-0.31%)

5% less capital invested

Capital invested by funds: $22.2B → $21.1B (-$1.08B)

37% less funds holding in top 10

Funds holding in top 10: 3824 (-14)

Holders
1,006
Holders Change
+69
Holders Change %
+7.36%
% of All Funds
22.82%
Holding in Top 10
24
Holding in Top 10 Change
-14
Holding in Top 10 Change %
-36.84%
% of All Funds
0.54%
New
137
Increased
344
Reduced
335
Closed
63
Calls
$61.9M
Puts
$42.2M
Net Calls
+$19.7M
Net Calls Change
+$526K
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$3.74B -$5.43M -72,024 -0.1%
Primecap Management
2
Primecap Management
California
$1.84B -$6.24M -82,741 -0.3%
Franklin Resources
3
Franklin Resources
California
$1.25B -$58.3M -772,565 -4%
Parnassus Investments
4
Parnassus Investments
California
$794M +$628K +8,322 +0.1%
BBHC
5
Brown Brothers Harriman & Co
New York
$772M -$74M -981,185 -9%
Wells Fargo
6
Wells Fargo
California
$661M +$116K +1,542 +0%
Loomis, Sayles & Company
7
Loomis, Sayles & Company
Massachusetts
$581M +$9.67M +128,096 +2%
Bank of America
8
Bank of America
North Carolina
$579M -$156M -2,066,823 -21%
Fisher Asset Management
9
Fisher Asset Management
Washington
$572M +$15.5M +204,944 +3%
UBS Group
10
UBS Group
Switzerland
$523M +$6.8M +90,153 +1%
BlackRock
11
BlackRock
New York
$337M +$25.7M +340,626 +8%
Northern Trust
12
Northern Trust
Illinois
$336M +$3.02M +40,061 +0.9%
MNG
13
Manning & Napier Group
New York
$329M +$330M +4,375,743 New
T
14
Thomaspartners
Massachusetts
$313M +$9.33M +123,643 +3%
Aristotle Capital Management
15
Aristotle Capital Management
California
$268M +$18.2M +240,592 +7%
State Street
16
State Street
Massachusetts
$241M -$9.46M -125,327 -4%
Mawer Investment Management
17
Mawer Investment Management
Alberta, Canada
$232M +$7.82M +103,685 +3%
SCCM
18
Schafer Cullen Capital Management
New York
$221M -$666K -8,831 -0.3%
Morgan Stanley
19
Morgan Stanley
New York
$220M +$25.3M +335,687 +13%
Janus Henderson Group
20
Janus Henderson Group
United Kingdom
$191M +$34.2M +452,944 +22%
Capital Research Global Investors
21
Capital Research Global Investors
California
$190M
Invesco
22
Invesco
Georgia
$178M +$12.1M +160,164 +7%
EARNEST Partners
23
EARNEST Partners
Georgia
$168M -$714K -9,463 -0.4%
PPA
24
Parametric Portfolio Associates
Washington
$162M +$17.7M +235,096 +12%
Dimensional Fund Advisors
25
Dimensional Fund Advisors
Texas
$157M +$14M +185,234 +10%

NVS Hedge Fund Activity: Q4 2017 in Review

1,006 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2017, worth a combined $21.1B — down 4.9% from $22.2B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new NVS positions and 63 closed out — a net gain of 74 holders — while 344 added to existing stakes and 335 trimmed.

The largest buyer was Marshall Wace North America, adding an estimated $47M. The largest seller was Manulife (Manufacturers Life Insurance), cutting an estimated $283M.

  • 1,006 institutional investors held Novartis (NVS) as of Q4 2017, up from 937 in Q3 2017.
  • Funds reported $21.1B of Novartis stock for Q4 2017, down 4.9% quarter-over-quarter.
  • 137 funds opened new Novartis positions in Q4 2017 and 63 closed out, a net change of +74 holders.
  • The largest Novartis buyer in Q4 2017 was Marshall Wace North America, an estimated $47M added.
  • The largest Novartis seller in Q4 2017 was Manulife (Manufacturers Life Insurance), an estimated $283M sold.

Based on aggregated 13F filings for Q4 2017.