We are live on ! Find out more
NVS icon

Novartis

1,028 hedge funds and large institutions have $22.4B invested in Novartis in 2018 Q3 according to their latest regulatory filings, with 91 funds opening new positions, 359 increasing their positions, 368 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

107% more first-time investments, than exits

New positions opened: 91 | Existing positions closed: 44

69% more funds holding in top 10

Funds holding in top 10: 1322 (+9)

41% more call options, than puts

Call options by funds: $89.4M | Put options by funds: $63.6M

16% more capital invested

Capital invested by funds: $19.3B → $22.4B (+$3.11B)

4% more funds holding

Funds holding: 9871,028 (+41)

0.2% more ownership

Funds ownership: 11.2%11.4% (+0.2%)

2% less repeat investments, than reductions

Existing positions increased: 359 | Existing positions reduced: 368

Holders
1,028
Holders Change
+41
Holders Change %
+4.15%
% of All Funds
23.5%
Holding in Top 10
22
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+69.23%
% of All Funds
0.5%
New
91
Increased
359
Reduced
368
Closed
44
Calls
$89.4M
Puts
$63.6M
Net Calls
+$25.8M
Net Calls Change
-$44.1M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$3.82B +$18.9M +256,150 +0.5%
Primecap Management
2
Primecap Management
California
$1.92B +$9.12M +123,389 +0.5%
Franklin Resources
3
Franklin Resources
California
$1.3B -$53.7M -726,034 -4%
Wells Fargo
4
Wells Fargo
California
$660M -$8.12M -109,850 -1%
BBHC
5
Brown Brothers Harriman & Co
New York
$648M -$44.3M -599,257 -7%
Fisher Asset Management
6
Fisher Asset Management
Washington
$640M +$8.23M +111,395 +1%
Loomis, Sayles & Company
7
Loomis, Sayles & Company
Massachusetts
$633M +$11.2M +152,022 +2%
Bank of America
8
Bank of America
North Carolina
$624M +$40.2M +543,815 +7%
UBS Group
9
UBS Group
Switzerland
$575M +$8.29M +112,163 +2%
Boston Partners
10
Boston Partners
Massachusetts
$481M -$1.62M -21,964 -0.4%
Parnassus Investments
11
Parnassus Investments
California
$408M -$256K -3,458 -0.1%
Northern Trust
12
Northern Trust
Illinois
$360M +$7.51M +101,583 +2%
CSIA
13
Charles Schwab Investment Advisory
California
$345M +$5.36M +72,532 +2%
Aristotle Capital Management
14
Aristotle Capital Management
California
$315M -$1.96M -26,528 -0.6%
BlackRock
15
BlackRock
New York
$305M -$24.2M -327,251 -8%
MNG
16
Manning & Napier Group
New York
$300M -$16.2M -218,771 -5%
Janus Henderson Group
17
Janus Henderson Group
United Kingdom
$282M +$61.2M +827,372 +29%
Mawer Investment Management
18
Mawer Investment Management
Alberta, Canada
$268M +$11.4M +154,005 +5%
Arrowstreet Capital
19
Arrowstreet Capital
Massachusetts
$268M +$199M +2,696,763 +350%
Renaissance Technologies
20
Renaissance Technologies
New York
$256M -$73.3M -992,001 -23%
Morgan Stanley
21
Morgan Stanley
New York
$253M +$2.86M +38,721 +1%
State Street
22
State Street
Massachusetts
$234M -$3.8M -51,445 -2%
SCCM
23
Schafer Cullen Capital Management
New York
$224M +$2.19M +29,661 +1%
Dimensional Fund Advisors
24
Dimensional Fund Advisors
Texas
$196M -$2.39M -32,366 -1%
Invesco
25
Invesco
Georgia
$194M -$15.9M -215,464 -8%

NVS Hedge Fund Activity: Q3 2018 in Review

1,028 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2018, worth a combined $22.4B — up 16% from $19.3B a quarter earlier.

Buyers outnumbered sellers: 91 funds opened new NVS positions and 44 closed out — a net gain of 47 holders — while 359 added to existing stakes and 368 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $199M. The largest seller was Renaissance Technologies, cutting an estimated $73.3M.

  • 1,028 institutional investors held Novartis (NVS) as of Q3 2018, up from 987 in Q2 2018.
  • Funds reported $22.4B of Novartis stock for Q3 2018, up 16% quarter-over-quarter.
  • 91 funds opened new Novartis positions in Q3 2018 and 44 closed out, a net change of +47 holders.
  • The largest Novartis buyer in Q3 2018 was Arrowstreet Capital, an estimated $199M added.
  • The largest Novartis seller in Q3 2018 was Renaissance Technologies, an estimated $73.3M sold.

Based on aggregated 13F filings for Q3 2018.