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Novartis
NVS

Overview Fund Activity

815 hedge funds and large institutions have $19.8B invested in Novartis in 2013 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 286 increasing their positions, 285 reducing their positions, and 41 closing their positions.

Holders
815
Holders Change
+54
Holders Change %
+7.1%
% of All Funds
23.67%
Holding in Top 10
52
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-5.45%
% of All Funds
1.51%
New
107
Increased
286
Reduced
285
Closed
41
Calls
$182M
Puts
$134M
Net Calls
+$48M
Net Calls Change
+$25.5M

Top Buyers

1
EARNEST Partners
1
EARNEST Partners
Georgia
$185M
2
Boston Partners
2
Boston Partners
Massachusetts
$182M
3
Fayez Sarofim & Co
3
Fayez Sarofim & Co
Texas
$89.6M
4
TCIM
4
TIAA CREF Investment Management
New York
$113M
5
Fidelity Investments
5
Fidelity Investments
Massachusetts
$205M

Top Sellers

1
Neuberger Berman Group
1
Neuberger Berman Group
New York
$339M
2
EAM
2
Edge Asset Management
Washington
$71.8M
3
BBHC
3
Brown Brothers Harriman & Co
New York
$992M
4
Northern Trust
4
Northern Trust
Illinois
$218M
5
VKH
5
Virtu KCG Holdings
New York
$1.16M
Name Market Value Shares Shares
Change 		Shares
Change %
Dodge & Cox
1
Dodge & Cox
California
$3.74B 46,485,352 -376,950 -0.8%
Primecap Management
2
Primecap Management
California
$2.15B 26,720,705 -129,833 -0.5%
BBHC
3
Brown Brothers Harriman & Co
New York
$992M 12,336,767 -868,990 -7%
Wells Fargo
4
Wells Fargo
California
$572M 7,111,751 -175,414 -2%
BTS
5
BB&T Securities
Virginia
$561M 698,405 +16,102 +2%
Fisher Asset Management
6
Fisher Asset Management
Washington
$465M 5,781,623 +55,770 +1%
Neuberger Berman Group
7
Neuberger Berman Group
New York
$339M 4,219,994 -1,762,921 -29%
Franklin Resources
8
Franklin Resources
California
$322M 4,010,146 -27,909 -0.7%
U
9
UBS
Switzerland
$321M 3,991,232 +292,271 +8%
Invesco
10
Invesco
Georgia
$302M 3,762,992 +7,917 +0.2%
MAA
11
Managed Account Advisors
New Jersey
$296M 3,682,705 -22,568 -0.6%
ClearBridge Investments
12
ClearBridge Investments
New York
$253M 3,151,235 -100,392 -3%
Bank of America
13
Bank of America
North Carolina
$225M 2,799,815 -63,227 -2%
WI
14
WHV Investments
California
$218M 2,710,761 -248,194 -8%
Northern Trust
15
Northern Trust
Illinois
$218M 2,706,178 -555,176 -17%
Fidelity Investments
16
Fidelity Investments
Massachusetts
$205M 2,552,992 +728,172 +40%
Capital Research Global Investors
17
Capital Research Global Investors
California
$197M 2,457,056 – –
EARNEST Partners
18
EARNEST Partners
Georgia
$185M 2,302,358 +2,302,358 New
Boston Partners
19
Boston Partners
Massachusetts
$182M 2,261,772 +2,261,772 New
Dimensional Fund Advisors
20
Dimensional Fund Advisors
Texas
$175M 2,175,496 +163,701 +8%
Morgan Stanley
21
Morgan Stanley
New York
$174M 2,162,446 +237,468 +12%
Hotchkis & Wiley Capital Management
22
Hotchkis & Wiley Capital Management
California
$167M 2,077,223 -49,103 -2%
Parnassus Investments
23
Parnassus Investments
California
$165M 2,056,280 +19,190 +0.9%
Loomis, Sayles & Company
24
Loomis, Sayles & Company
Massachusetts
$163M 2,033,745 +20,646 +1%
Macquarie Group
25
Macquarie Group
Australia
$160M 1,985,248 +86,183 +5%
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