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Novartis

1,119 hedge funds and large institutions have $19.8B invested in Novartis in 2021 Q2 according to their latest regulatory filings, with 73 funds opening new positions, 401 increasing their positions, 413 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed

127% more call options, than puts

Call options by funds: $251M | Put options by funds: $110M

6% more capital invested

Capital invested by funds: $18.6B → $19.8B (+$1.13B)

0.07% less ownership

Funds ownership: 8.86%8.79% (-0.07%)

3% less repeat investments, than reductions

Existing positions increased: 401 | Existing positions reduced: 413

8% less first-time investments, than exits

New positions opened: 73 | Existing positions closed: 79

1% less funds holding

Funds holding: 1,1351,119 (-16)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
1,119
Holders Change
-16
Holders Change %
-1.41%
% of All Funds
19.48%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
73
Increased
401
Reduced
413
Closed
79
Calls
$251M
Puts
$110M
Net Calls
+$140M
Net Calls Change
+$24.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$2.23B +$248M +2,783,028 +13%
Primecap Management
2
Primecap Management
California
$1.76B -$112M -1,261,950 -6%
Loomis, Sayles & Company
3
Loomis, Sayles & Company
Massachusetts
$1.74B -$66.7M -749,188 -4%
Fisher Asset Management
4
Fisher Asset Management
Washington
$909M +$27.1M +304,823 +3%
Bank of America
5
Bank of America
North Carolina
$821M -$16.7M -187,390 -2%
Aristotle Capital Management
6
Aristotle Capital Management
California
$736M +$14M +157,444 +2%
Franklin Resources
7
Franklin Resources
California
$686M -$82.1M -922,205 -11%
Boston Partners
8
Boston Partners
Massachusetts
$575M +$39.1M +439,189 +7%
Wells Fargo
9
Wells Fargo
California
$492M -$37.1M -416,666 -7%
UBS Group
10
UBS Group
Switzerland
$434M -$24.2M -271,730 -5%
Janus Henderson Group
11
Janus Henderson Group
United Kingdom
$387M -$30.5M -342,698 -7%
Charles Schwab
12
Charles Schwab
California
$372M +$5.24M +58,840 +1%
Northern Trust
13
Northern Trust
Illinois
$325M -$23.1M -259,720 -7%
Mawer Investment Management
14
Mawer Investment Management
Alberta, Canada
$321M -$125M -1,400,566 -28%
Wellington Management Group
15
Wellington Management Group
Massachusetts
$317M -$35.4M -397,106 -10%
Morgan Stanley
16
Morgan Stanley
New York
$270M +$10.7M +119,862 +4%
CCM
17
Cullen Capital Management
New York
$262M +$24.5M +274,919 +11%
Dimensional Fund Advisors
18
Dimensional Fund Advisors
Texas
$258M +$4.14M +46,445 +2%
PPA
19
Parametric Portfolio Associates
Washington
$257M +$11.9M +133,415 +5%
Renaissance Technologies
20
Renaissance Technologies
New York
$220M +$3.53M +39,600 +2%
Goldman Sachs
21
Goldman Sachs
New York
$209M -$35.8M -402,569 -15%
State Street
22
State Street
Massachusetts
$186M +$2.92M +32,764 +2%
Two Sigma Advisers
23
Two Sigma Advisers
New York
$173M +$169M +1,893,100 New
MNG
24
Manning & Napier Group
New York
$172M +$13.7M +153,982 +9%
Ameriprise
25
Ameriprise
Minnesota
$158M +$322K +3,619 +0.2%

NVS Hedge Fund Activity: Q2 2021 in Review

1,119 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2021, worth a combined $19.8B — up 6% from $18.6B a quarter earlier.

Sellers outnumbered buyers: 79 funds closed out of NVS and 73 opened new positions — a net loss of 6 holders — while 413 trimmed existing stakes and 401 added.

The largest buyer was Dodge & Cox, adding an estimated $248M. The largest seller was Capital Research Global Investors, cutting an estimated $130M.

  • 1,119 institutional investors held Novartis (NVS) as of Q2 2021, down from 1,135 in Q1 2021.
  • Funds reported $19.8B of Novartis stock for Q2 2021, up 6% quarter-over-quarter.
  • 73 funds opened new Novartis positions in Q2 2021 and 79 closed out, a net change of -6 holders.
  • The largest Novartis buyer in Q2 2021 was Dodge & Cox, an estimated $248M added.
  • The largest Novartis seller in Q2 2021 was Capital Research Global Investors, an estimated $130M sold.

Based on aggregated 13F filings for Q2 2021.