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Novartis

1,094 hedge funds and large institutions have $23.5B invested in Novartis in 2019 Q2 according to their latest regulatory filings, with 61 funds opening new positions, 180 increasing their positions, 853 reducing their positions, and 84 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more call options, than puts

Call options by funds: $228M | Put options by funds: $120M

1.89% less ownership

Funds ownership: 11.97%10.08% (-1.9%)

3% less funds holding

Funds holding: 1,1331,094 (-39)

11% less capital invested

Capital invested by funds: $26.2B → $23.5B (-$2.77B)

26% less funds holding in top 10

Funds holding in top 10: 3929 (-10)

27% less first-time investments, than exits

New positions opened: 61 | Existing positions closed: 84

79% less repeat investments, than reductions

Existing positions increased: 180 | Existing positions reduced: 853

Holders
1,094
Holders Change
-39
Holders Change %
-3.44%
% of All Funds
23.76%
Holding in Top 10
29
Holding in Top 10 Change
-10
Holding in Top 10 Change %
-25.64%
% of All Funds
0.63%
New
61
Increased
180
Reduced
853
Closed
84
Calls
$228M
Puts
$120M
Net Calls
+$108M
Net Calls Change
+$57.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$2.69B -$942M -11,135,999 -27%
Primecap Management
2
Primecap Management
California
$2.34B -$85.2M -1,007,013 -4%
Franklin Resources
3
Franklin Resources
California
$1.27B -$166M -1,956,561 -12%
Bank of America
4
Bank of America
North Carolina
$837M -$79.1M -934,263 -9%
Fisher Asset Management
5
Fisher Asset Management
Washington
$737M -$56.1M -662,888 -8%
UBS Group
6
UBS Group
Switzerland
$715M -$7.58M -89,549 -1%
Fidelity Investments
7
Fidelity Investments
Massachusetts
$664M -$204M -2,409,723 -25%
Loomis, Sayles & Company
8
Loomis, Sayles & Company
Massachusetts
$642M -$67.4M -796,514 -10%
Wells Fargo
9
Wells Fargo
California
$611M -$174M -2,050,141 -23%
BBHC
10
Brown Brothers Harriman & Co
New York
$543M -$77.1M -910,694 -13%
Mawer Investment Management
11
Mawer Investment Management
Alberta, Canada
$531M -$44.5M -525,663 -8%
BlackRock
12
BlackRock
New York
$457M -$536M -6,327,532 -56%
CSIA
13
Charles Schwab Investment Advisory
California
$386M -$30.3M -357,934 -8%
Renaissance Technologies
14
Renaissance Technologies
New York
$372M +$40.8M +481,975 +13%
Northern Trust
15
Northern Trust
Illinois
$362M -$34M -402,217 -9%
Boston Partners
16
Boston Partners
Massachusetts
$358M -$278M -3,289,487 -46%
Janus Henderson Group
17
Janus Henderson Group
United Kingdom
$356M -$20.7M -244,768 -6%
Aristotle Capital Management
18
Aristotle Capital Management
California
$310M -$43.1M -509,414 -13%
Arrowstreet Capital
19
Arrowstreet Capital
Massachusetts
$276M -$186M -2,201,285 -42%
Manulife (Manufacturers Life Insurance)
20
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$248M -$34.9M -412,054 -13%
SCCM
21
Schafer Cullen Capital Management
New York
$245M +$23.1M +273,201 +11%
State Street
22
State Street
Massachusetts
$244M -$19.8M -234,149 -8%
Wellington Management Group
23
Wellington Management Group
Massachusetts
$235M -$17.9M -211,003 -8%
Lazard Asset Management
24
Lazard Asset Management
New York
$229M -$26.8M -316,122 -11%
MNG
25
Manning & Napier Group
New York
$228M -$96.7M -1,143,094 -31%

NVS Hedge Fund Activity: Q2 2019 in Review

1,094 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2019, worth a combined $23.5B — down 11% from $26.2B a quarter earlier.

Sellers outnumbered buyers: 84 funds closed out of NVS and 61 opened new positions — a net loss of 23 holders — while 853 trimmed existing stakes and 180 added.

The largest buyer was Bain Capital Public Equity Management II, opening a new position worth an estimated $83.3M. The largest seller was Dodge & Cox, cutting an estimated $942M.

  • 1,094 institutional investors held Novartis (NVS) as of Q2 2019, down from 1,133 in Q1 2019.
  • Funds reported $23.5B of Novartis stock for Q2 2019, down 11% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q2 2019 and 84 closed out, a net change of -23 holders.
  • The largest Novartis buyer in Q2 2019 was Bain Capital Public Equity Management II, an estimated $83.3M added.
  • The largest Novartis seller in Q2 2019 was Dodge & Cox, an estimated $942M sold.

Based on aggregated 13F filings for Q2 2019.