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Novartis

761 hedge funds and large institutions have $18.7B invested in Novartis in 2013 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 282 increasing their positions, 294 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more call options, than puts

Call options by funds: $102M | Put options by funds: $79.7M

13% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 47

11% more capital invested

Capital invested by funds: $16.9B → $18.7B (+$1.82B)

2% more funds holding in top 10

Funds holding in top 10: 5455 (+1)

0.03% less ownership

Funds ownership: 9.93%9.91% (-0.03%)

0% less funds holding

Funds holding: 763761 (-2)

4% less repeat investments, than reductions

Existing positions increased: 282 | Existing positions reduced: 294

Holders
761
Holders Change
-2
Holders Change %
-0.26%
% of All Funds
24.68%
Holding in Top 10
55
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+1.85%
% of All Funds
1.78%
New
53
Increased
282
Reduced
294
Closed
47
Calls
$102M
Puts
$79.7M
Net Calls
+$22.5M
Net Calls Change
-$15.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$3.59B -$21.4M -323,841 -0.6%
Primecap Management
2
Primecap Management
California
$2.06B -$16.4M -247,808 -0.8%
BBHC
3
Brown Brothers Harriman & Co
New York
$1.01B +$14.1M +212,864 +1%
Wells Fargo
4
Wells Fargo
California
$559M -$1.26M -18,990 -0.2%
BTS
5
BB&T Securities
Virginia
$523M +$711K +10,746 +1%
Neuberger Berman Group
6
Neuberger Berman Group
New York
$459M -$47.6M -720,203 -10%
Fisher Asset Management
7
Fisher Asset Management
Washington
$439M +$7.29M +110,180 +2%
Franklin Resources
8
Franklin Resources
California
$310M -$802K -12,129 -0.3%
Invesco
9
Invesco
Georgia
$288M -$46.3M -699,120 -14%
MAA
10
Managed Account Advisors
New Jersey
$284M +$8.32M +125,824 +3%
U
11
UBS
Switzerland
$284M +$18.1M +274,203 +7%
Northern Trust
12
Northern Trust
Illinois
$250M +$3.88M +58,614 +2%
ClearBridge Investments
13
ClearBridge Investments
New York
$249M +$2.81M +42,414 +1%
WI
14
WHV Investments
California
$227M -$7.96M -120,286 -4%
Bank of America
15
Bank of America
North Carolina
$220M -$8.98M -135,723 -4%
Capital Research Global Investors
16
Capital Research Global Investors
California
$188M
Hotchkis & Wiley Capital Management
17
Hotchkis & Wiley Capital Management
California
$163M -$835K -12,616 -0.5%
Parnassus Investments
18
Parnassus Investments
California
$156M +$154K +2,332 +0.1%
JP Morgan Chase
19
JP Morgan Chase
New York
$155M +$45.1M +680,923 +43%
Loomis, Sayles & Company
20
Loomis, Sayles & Company
Massachusetts
$154M +$84.8M +1,281,789 +133%
Dimensional Fund Advisors
21
Dimensional Fund Advisors
Texas
$154M +$126K +1,897 +0.1%
TIM
22
Thornburg Investment Management
New Mexico
$151M +$2.08M +31,511 +1%
Morgan Stanley
23
Morgan Stanley
New York
$148M -$142M -2,151,905 -50%
Macquarie Group
24
Macquarie Group
Australia
$146M -$1.25M -18,940 -0.9%
Fidelity Investments
25
Fidelity Investments
Massachusetts
$140M +$2.94M +44,481 +2%