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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$3.95B -$3.59M -49,308 -0.1%
Primecap Management
2
Primecap Management
California
$2.04B -$220M -3,020,029 -10%
BBHC
3
Brown Brothers Harriman & Co
New York
$1.05B +$4.04M +55,506 +0.4%
Wells Fargo
4
Wells Fargo
California
$590M -$13.7M -187,675 -2%
BTS
5
BB&T Securities
Virginia
$590M -$353K -4,851 -0.6%
Fisher Asset Management
6
Fisher Asset Management
Washington
$501M +$8.76M +120,153 +2%
U
7
UBS
Switzerland
$356M +$15.5M +212,809 +5%
Franklin Resources
8
Franklin Resources
California
$343M +$2M +27,461 +0.6%
Invesco
9
Invesco
Georgia
$336M +$15.7M +214,958 +5%
MAA
10
Managed Account Advisors
New Jersey
$317M +$4.04M +55,488 +1%
Northern Trust
11
Northern Trust
Illinois
$275M +$43M +589,534 +20%
ClearBridge Investments
12
ClearBridge Investments
New York
$265M -$2.46M -33,812 -1%
Fidelity Investments
13
Fidelity Investments
Massachusetts
$253M +$34.1M +468,591 +16%
Loomis, Sayles & Company
14
Loomis, Sayles & Company
Massachusetts
$245M +$68.5M +940,287 +41%
Bank of America
15
Bank of America
North Carolina
$220M -$17.5M -239,894 -8%
Neuberger Berman Group
16
Neuberger Berman Group
New York
$216M -$137M -1,875,490 -40%
Boston Partners
17
Boston Partners
Massachusetts
$216M +$22.2M +304,703 +12%
Capital Research Global Investors
18
Capital Research Global Investors
California
$209M
WI
19
WHV Investments
California
$207M -$22.3M -306,058 -10%
EARNEST Partners
20
EARNEST Partners
Georgia
$202M +$5.58M +76,554 +3%
Hotchkis & Wiley Capital Management
21
Hotchkis & Wiley Capital Management
California
$196M +$18.4M +251,918 +11%
Parnassus Investments
22
Parnassus Investments
California
$194M +$18.3M +251,550 +11%
Dimensional Fund Advisors
23
Dimensional Fund Advisors
Texas
$177M -$7.96M -109,206 -4%
Macquarie Group
24
Macquarie Group
Australia
$174M +$4.9M +67,244 +3%
Lazard Asset Management
25
Lazard Asset Management
New York
$173M +$14.4M +197,584 +10%

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.