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Novartis

909 hedge funds and large institutions have $19.9B invested in Novartis in 2017 Q1 according to their latest regulatory filings, with 76 funds opening new positions, 342 increasing their positions, 335 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 61

9% more capital invested

Capital invested by funds: $18.3B → $19.9B (+$1.61B)

2% more repeat investments, than reductions

Existing positions increased: 342 | Existing positions reduced: 335

0.71% more ownership

Funds ownership: 10.65%11.36% (+0.71%)

1% more funds holding

Funds holding: 904909 (+5)

5% less funds holding in top 10

Funds holding in top 10: 2120 (-1)

55% less call options, than puts

Call options by funds: $30.9M | Put options by funds: $68.2M

Holders
909
Holders Change
+5
Holders Change %
+0.55%
% of All Funds
22.63%
Holding in Top 10
20
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-4.76%
% of All Funds
0.5%
New
76
Increased
342
Reduced
335
Closed
61
Calls
$30.9M
Puts
$68.2M
Net Calls
-$37.3M
Net Calls Change
-$54.7M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$3.76B +$362M +5,431,873 +11%
Primecap Management
2
Primecap Management
California
$1.61B +$33.2M +498,825 +2%
Franklin Resources
3
Franklin Resources
California
$1.16B +$68.5M +1,028,147 +6%
BBHC
4
Brown Brothers Harriman & Co
New York
$802M -$13M -194,841 -2%
Wells Fargo
5
Wells Fargo
California
$676M +$73.5M +1,102,944 +12%
Parnassus Investments
6
Parnassus Investments
California
$594M +$287M +4,306,233 +89%
Bank of America
7
Bank of America
North Carolina
$544M +$37.8M +567,414 +7%
Loomis, Sayles & Company
8
Loomis, Sayles & Company
Massachusetts
$464M +$3.11M +46,607 +0.7%
Fisher Asset Management
9
Fisher Asset Management
Washington
$455M +$3.48M +52,232 +0.8%
UBS Group
10
UBS Group
Switzerland
$445M +$27.1M +407,418 +6%
MNA
11
Manning & Napier Advisors
New York
$372M -$41M -615,906 -10%
Manulife (Manufacturers Life Insurance)
12
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$363M -$5.22M -78,295 -1%
Northern Trust
13
Northern Trust
Illinois
$297M +$1.81M +27,125 +0.6%
T
14
Thomaspartners
Massachusetts
$249M +$24.7M +370,830 +11%
Mawer Investment Management
15
Mawer Investment Management
Alberta, Canada
$232M +$6.59M +98,889 +3%
State Street
16
State Street
Massachusetts
$221M -$7.18M -107,704 -3%
Aristotle Capital Management
17
Aristotle Capital Management
California
$213M +$8.34M +125,162 +4%
BlackRock
18
BlackRock
New York
$210M +$211M +3,161,178 New
SCCM
19
Schafer Cullen Capital Management
New York
$189M +$15.8M +236,617 +9%
Renaissance Technologies
20
Renaissance Technologies
New York
$183M +$12.8M +191,392 +7%
Federated Hermes
21
Federated Hermes
Pennsylvania
$177M +$35.1M +526,324 +25%
Capital Research Global Investors
22
Capital Research Global Investors
California
$168M +$400 +6 +0%
EARNEST Partners
23
EARNEST Partners
Georgia
$154M -$754K -11,322 -0.5%
Morgan Stanley
24
Morgan Stanley
New York
$144M +$9.25M +138,862 +7%
Invesco
25
Invesco
Georgia
$143M -$942K -14,139 -0.7%

NVS Hedge Fund Activity: Q1 2017 in Review

909 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2017, worth a combined $19.9B — up 8.8% from $18.3B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new NVS positions and 61 closed out — a net gain of 15 holders — while 342 added to existing stakes and 335 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $362M. The largest seller was 1832 Asset Management, cutting an estimated $239M.

  • 909 institutional investors held Novartis (NVS) as of Q1 2017, up from 904 in Q4 2016.
  • Funds reported $19.9B of Novartis stock for Q1 2017, up 8.8% quarter-over-quarter.
  • 76 funds opened new Novartis positions in Q1 2017 and 61 closed out, a net change of +15 holders.
  • The largest Novartis buyer in Q1 2017 was Dodge & Cox, an estimated $362M added.
  • The largest Novartis seller in Q1 2017 was 1832 Asset Management, an estimated $239M sold.

Based on aggregated 13F filings for Q1 2017.