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Novartis

926 hedge funds and large institutions have $20B invested in Novartis in 2015 Q4 according to their latest regulatory filings, with 83 funds opening new positions, 335 increasing their positions, 330 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 83 | Existing positions closed: 69

2% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 330

0% more funds holding

Funds holding: 925926 (+1)

0.03% less ownership

Funds ownership: 9.81%9.78% (-0.03%)

6% less capital invested

Capital invested by funds: $21.4B → $20B (-$1.38B)

29% less call options, than puts

Call options by funds: $35.2M | Put options by funds: $49.4M

29% less funds holding in top 10

Funds holding in top 10: 5942 (-17)

Holders
926
Holders Change
+1
Holders Change %
+0.11%
% of All Funds
24.29%
Holding in Top 10
42
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.81%
% of All Funds
1.1%
New
83
Increased
335
Reduced
330
Closed
69
Calls
$35.2M
Puts
$49.4M
Net Calls
-$14.2M
Net Calls Change
-$12.9M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$3.88B -$54.6M -687,400 -1%
Primecap Management
2
Primecap Management
California
$1.79B -$4.2M -52,898 -0.2%
Franklin Resources
3
Franklin Resources
California
$843M +$244M +3,069,088 +39%
BBHC
4
Brown Brothers Harriman & Co
New York
$753M -$48.1M -605,989 -6%
Wells Fargo
5
Wells Fargo
California
$636M -$18.7M -235,597 -3%
Fisher Asset Management
6
Fisher Asset Management
Washington
$532M +$5.03M +63,258 +0.9%
Bank of America
7
Bank of America
North Carolina
$479M -$7.01M -88,207 -1%
UBS Group
8
UBS Group
Switzerland
$422M -$6.41M -80,740 -1%
Loomis, Sayles & Company
9
Loomis, Sayles & Company
Massachusetts
$416M +$20.7M +261,017 +5%
IC
10
Institutional Capital
Illinois
$397M +$68.7M +864,835 +20%
State Street
11
State Street
Massachusetts
$353M +$66.9M +842,335 +23%
MNA
12
Manning & Napier Advisors
New York
$302M +$64.5M +811,701 +26%
Northern Trust
13
Northern Trust
Illinois
$280M -$26.5M -333,957 -8%
Renaissance Technologies
14
Renaissance Technologies
New York
$266M +$125M +1,572,221 +84%
Mawer Investment Management
15
Mawer Investment Management
Alberta, Canada
$247M +$31.8M +400,161 +14%
Lazard Asset Management
16
Lazard Asset Management
New York
$198M +$822K +10,342 +0.4%
Invesco
17
Invesco
Georgia
$195M +$5.89M +74,089 +3%
Capital Research Global Investors
18
Capital Research Global Investors
California
$194M
Parnassus Investments
19
Parnassus Investments
California
$193M -$45.3M -570,807 -19%
EARNEST Partners
20
EARNEST Partners
Georgia
$186M -$5.87M -73,943 -3%
ClearBridge Investments
21
ClearBridge Investments
New York
$180M -$25.9M -326,448 -12%
Boston Partners
22
Boston Partners
Massachusetts
$174M +$14.9M +186,978 +9%
Aristotle Capital Management
23
Aristotle Capital Management
California
$162M +$6.6M +83,025 +4%
Morgan Stanley
24
Morgan Stanley
New York
$157M -$24.3M -305,823 -13%
Fayez Sarofim & Co
25
Fayez Sarofim & Co
Texas
$130M +$164K +2,066 +0.1%

NVS Hedge Fund Activity: Q4 2015 in Review

926 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2015, worth a combined $20B — down 6.5% from $21.4B a quarter earlier.

Buyers outnumbered sellers: 83 funds opened new NVS positions and 69 closed out — a net gain of 14 holders — while 335 added to existing stakes and 330 trimmed.

The largest buyer was Franklin Resources, adding an estimated $244M. The largest seller was Arrowstreet Capital, cutting an estimated $75.1M.

  • 926 institutional investors held Novartis (NVS) as of Q4 2015, up from 925 in Q3 2015.
  • Funds reported $20B of Novartis stock for Q4 2015, down 6.5% quarter-over-quarter.
  • 83 funds opened new Novartis positions in Q4 2015 and 69 closed out, a net change of +14 holders.
  • The largest Novartis buyer in Q4 2015 was Franklin Resources, an estimated $244M added.
  • The largest Novartis seller in Q4 2015 was Arrowstreet Capital, an estimated $75.1M sold.

Based on aggregated 13F filings for Q4 2015.