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Novartis

1,090 hedge funds and large institutions have $21.2B invested in Novartis in 2019 Q3 according to their latest regulatory filings, with 71 funds opening new positions, 356 increasing their positions, 446 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more call options, than puts

Call options by funds: $162M | Put options by funds: $154M

3% more first-time investments, than exits

New positions opened: 71 | Existing positions closed: 69

0% less funds holding

Funds holding: 1,0941,090 (-4)

0.51% less ownership

Funds ownership: 10.08%9.57% (-0.51%)

10% less capital invested

Capital invested by funds: $23.5B → $21.2B (-$2.26B)

20% less repeat investments, than reductions

Existing positions increased: 356 | Existing positions reduced: 446

52% less funds holding in top 10

Funds holding in top 10: 2914 (-15)

Holders
1,090
Holders Change
-4
Holders Change %
-0.37%
% of All Funds
23.9%
Holding in Top 10
14
Holding in Top 10 Change
-15
Holding in Top 10 Change %
-51.72%
% of All Funds
0.31%
New
71
Increased
356
Reduced
446
Closed
69
Calls
$162M
Puts
$154M
Net Calls
+$8.43M
Net Calls Change
-$99.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$2.33B -$238M -2,655,693 -9%
Primecap Management
2
Primecap Management
California
$2.22B -$7M -77,940 -0.3%
Franklin Resources
3
Franklin Resources
California
$1.07B -$141M -1,575,161 -11%
Bank of America
4
Bank of America
North Carolina
$731M -$67.5M -751,960 -8%
Fisher Asset Management
5
Fisher Asset Management
Washington
$723M +$22.2M +247,749 +3%
UBS Group
6
UBS Group
Switzerland
$662M -$18.8M -209,843 -3%
Loomis, Sayles & Company
7
Loomis, Sayles & Company
Massachusetts
$617M +$6.71M +74,679 +1%
Wells Fargo
8
Wells Fargo
California
$583M +$1.87M +20,818 +0.3%
Fidelity Investments
9
Fidelity Investments
Massachusetts
$574M -$60.3M -671,152 -9%
Mawer Investment Management
10
Mawer Investment Management
Alberta, Canada
$521M +$15.8M +176,441 +3%
Renaissance Technologies
11
Renaissance Technologies
New York
$452M +$102M +1,135,798 +28%
BBHC
12
Brown Brothers Harriman & Co
New York
$412M -$108M -1,206,226 -20%
Janus Henderson Group
13
Janus Henderson Group
United Kingdom
$408M +$71.2M +792,759 +20%
CSIA
14
Charles Schwab Investment Advisory
California
$374M +$6.56M +73,039 +2%
Northern Trust
15
Northern Trust
Illinois
$343M -$1.07M -11,886 -0.3%
Aristotle Capital Management
16
Aristotle Capital Management
California
$305M +$10.2M +113,682 +3%
Arrowstreet Capital
17
Arrowstreet Capital
Massachusetts
$281M +$18.9M +210,489 +7%
Manulife (Manufacturers Life Insurance)
18
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$253M +$15.7M +174,586 +6%
Wellington Management Group
19
Wellington Management Group
Massachusetts
$242M +$19.3M +215,477 +8%
State Street
20
State Street
Massachusetts
$237M +$4.34M +48,335 +2%
SCCM
21
Schafer Cullen Capital Management
New York
$232M -$9.28M -103,348 -4%
PPA
22
Parametric Portfolio Associates
Washington
$221M +$5.52M +61,474 +2%
Lazard Asset Management
23
Lazard Asset Management
New York
$217M -$976K -10,867 -0.4%
Morgan Stanley
24
Morgan Stanley
New York
$211M +$2.07M +23,073 +1%
MNG
25
Manning & Napier Group
New York
$210M -$7.67M -85,376 -3%

NVS Hedge Fund Activity: Q3 2019 in Review

1,090 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2019, worth a combined $21.2B — down 9.6% from $23.5B a quarter earlier.

Buyers outnumbered sellers: 71 funds opened new NVS positions and 69 closed out — a net gain of 2 holders — while 356 added to existing stakes and 446 trimmed.

The largest buyer was Renaissance Technologies, adding an estimated $102M. The largest seller was BlackRock, cutting an estimated $258M.

  • 1,090 institutional investors held Novartis (NVS) as of Q3 2019, down from 1,094 in Q2 2019.
  • Funds reported $21.2B of Novartis stock for Q3 2019, down 9.6% quarter-over-quarter.
  • 71 funds opened new Novartis positions in Q3 2019 and 69 closed out, a net change of +2 holders.
  • The largest Novartis buyer in Q3 2019 was Renaissance Technologies, an estimated $102M added.
  • The largest Novartis seller in Q3 2019 was BlackRock, an estimated $258M sold.

Based on aggregated 13F filings for Q3 2019.