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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
HPBT
876
High Point Bank & Trust
North Carolina
$36K
DOA
877
D'Orazio & Associates
Virginia
$34K
LWM
878
LBA Wealth Management
Florida
$33K -$9.88K -111 -22%
BL
879
Balentine LLC
Georgia
$33K +$10.6K +119 +42%
BAM
880
Bruderman Asset Management
New York
$33K +$13.1K +147 +57%
AA
881
Apriem Advisors
California
$32K -$47.3K -532 -58%
GWS
882
Glassman Wealth Services
Virginia
$32K
TFO
883
Tarbox Family Office
California
$32K +$34.1K +383 New
HCMT
884
Highland Capital Management (Tennessee)
Tennessee
$30K
RPG
885
Risk Paradigm Group
Texas
$29K +$21.4K +241 +215%
AF
886
Allworth Financial
California
$29K
HIM
887
Hillsdale Investment Management
Ontario, Canada
$28K -$59.5K -669 -67%
IRS
888
Invictus RG (Singapore)
Singapore
$25K -$25.4K -285 -49%
KA
889
Klingman & Associates
New York
$25K
AA
890
AlphaMark Advisors
Kentucky
$23K
MA
891
MCF Advisors
Kentucky
$21K
NSIM
892
North Star Investment Management
Illinois
$21K
TA
893
Teachers Advisors
New York
$20K -$10.6M -118,882 -100%
AWM
894
AllSquare Wealth Management
New York
$19K +$2.05K +23 +11%
VIA
895
Vantage Investment Advisors
Pennsylvania
$18K
CCS
896
Crosspoint Capital Strategies
California
$16K -$23.1K -259 -57%
KCPG
897
Kavar Capital Partners Group
Kansas
$16K +$2.31K +26 +15%
AC
898
Alexandria Capital
Virginia
$15K
LWA
899
Lenox Wealth Advisors
New York
$15K
ACS
900
Archford Capital Strategies
Illinois
$15K +$3.12K +35 +24%

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.