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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
RFA
801
Reilly Financial Advisors
California
$177K -$6.5K -73 -3%
FWM
802
Focused Wealth Management
New York
$172K
GWCM
803
Godshalk Welsh Capital Management
Pennsylvania
$170K +$184K +2,065 New
LFR
804
Lehman Financial Resources
Pennsylvania
$168K +$3.38K +38 +2%
TRCT
805
Tower Research Capital (TRC)
New York
$163K -$38.5K -433 -18%
CAL
806
Capital Analysts LLC
Pennsylvania
$162K +$74.9K +842 +75%
IWC
807
Integrated Wealth Counsel
California
$161K
CFG
808
CKW Financial Group
Hawaii
$156K -$94.2K -1,059 -36%
ZB
809
Zions Bancorporation
Utah
$156K +$142K +1,597 +477%
TWA
810
TCI Wealth Advisors
Arizona
$147K -$534 -6 -0.3%
WEC
811
Winslow Evans & Crocker
Massachusetts
$143K
MGIA
812
Moneta Group Investment Advisors
Missouri
$139K -$167K -1,875 -53%
HR
813
Howe & Rusling
New York
$135K
WA
814
WFG Advisors
Texas
$134K -$5.16K -58 -3%
WCM
815
Windsor Capital Management
Arizona
$131K +$142K +1,595 New
FA
816
Friess Associates
Delaware
$130K
Legal & General Group
817
Legal & General Group
United Kingdom
$129K
WC
818
Whitnell & Co
Illinois
$127K +$28.6K +321 +26%
MBT
819
Monroe Bank & Trust
Michigan
$119K
W
820
Wealthfront
California
$115K +$5.52K +62 +5%
CPP
821
Crow Point Partners
Massachusetts
$113K -$77.6K -872 -39%
PO
822
Private Ocean
California
$110K
KTC
823
Kistler-Tiffany Companies
Pennsylvania
$109K
PFBT
824
Parkside Financial Bank & Trust
Missouri
$108K +$117K +1,311 New
CIS
825
Capital International Sarl
California
$107K

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.