Lehman Financial Resources’s Novartis NVS Stock Holding History

Lehman Financial Resources’s Portfolio NVS Stock Details NVS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-2,047	Closed	-$168K	–	247
2015 Q3	$168K	Buy	2,047 +38	+2%	+$3.38K	0.09%	61
2015 Q2	$177K	Hold	2,009	–	–	0.09%	60
2015 Q1	$177K	Buy	2,009 +335	+20%	+$29.7K	0.08%	67
2014 Q4	$139K	Sell	1,674 -335	-17%	-$27.8K	0.07%	78
2014 Q3	$169K	Buy	2,009 +1,116	+125%	+$90.3K	0.09%	64
2014 Q2	$72K	Hold	893	–	–	0.03%	114
2014 Q1	$68K	Hold	893	–	–	0.04%	108
2013 Q4	$64K	Hold	893	–	–	0.04%	103
2013 Q3	$61K	Buy	+893	New	+$59.1K	0.04%	98

Other funds holding NVS

Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

BBHC

Brown Brothers Harriman & Co New York $22.8B AUM 25.09% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $79.8B AUM 16.05% 1-Year Est. Return

Institutional Capital Chicago, Illinois $6.75B AUM 3.51% 1-Year Est. Return

Lehman Financial Resources's NVS Position: Q4 2015 in Review

Lehman Financial Resources sold out of Novartis (NVS) in Q4 2015, closing a stake of 2,047 shares — an estimated $168K sold.

Lehman Financial Resources first reported a position in NVS in Q3 2013 and held it in 9 quarters. The position peaked at $177K in Q2 2015. 927 funds tracked by Wall St. Rank hold NVS as of Q4 2015.

Lehman Financial Resources reported no remaining Novartis position as of Q4 2015 after selling out during the quarter.
Lehman Financial Resources sold 2,047 Novartis shares in Q4 2015, an estimated $168K.
Lehman Financial Resources first reported a position in Novartis in Q3 2013 and held it in 9 quarters.
Lehman Financial Resources's Novartis position peaked at $177K in Q2 2015.
927 funds tracked by Wall St. Rank held Novartis as of Q4 2015.

Based on Lehman Financial Resources's 13F filing for Q4 2015, filed 17 Feb 2016.