NVS icon

Novartis
NVS

Overview Fund Activity

874 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 314 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
874
Holders Change
+27
Holders Change %
+3.19%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
314
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M

Top Buyers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$247M
2
TH
TCTC Holdings
Texas
$40.1M
3
PP
PDT Partners
New York
$38M
4
Loomis, Sayles & Company
Loomis, Sayles & Company
Massachusetts
$323M
5
Wells Fargo
Wells Fargo
California
$695M

Top Sellers

1
Primecap Management
Primecap Management
California
$2.09B
2
SCM
Sterling Capital Management
North Carolina
$66.9M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$34.2M
4
Northern Trust
Northern Trust
Illinois
$313M
5
Hotchkis & Wiley Capital Management
Hotchkis & Wiley Capital Management
California
$908K
Name Holding Trade Value Shares
Change 		Shares
Change %
FM
776
Foster & Motley
Ohio
$200K -$7.49K -89 -4%
FHC
777
First Heartland Consultants
Missouri
$200K +$200K +2,375 New
BOK
778
Bank of Kentucky
Kentucky
$199K – – –
TF
779
Tompkins Financial
New York
$195K +$3.29K +39 +2%
TDC
780
Thompson Davis & Co
Virginia
$188K +$58.2K +688 +45%
EWM
781
Edge Wealth Management
New York
$186K – – –
WEC
782
Winslow Evans & Crocker
Massachusetts
$178K +$17.1K +203 +11%
FWM
783
Focused Wealth Management
New York
$175K +$89.8K +1,066 +105%
TWA
784
TCI Wealth Advisors
Arizona
$172K – – –
LFR
785
Lehman Financial Resources
Pennsylvania
$169K +$93.9K +1,116 +125%
RIA
786
Regal Investment Advisors
Michigan
$165K +$110K +1,312 +202%
MHS
787
M Holdings Securities
Oregon
$162K +$162K +1,915 New
HR
788
Howe & Rusling
New York
$153K – – –
CPP
789
Crow Point Partners
Massachusetts
$148K -$391K -4,632 -73%
ST
790
Spot Trading
Illinois
$143K -$236K -2,806 -62%
NES
791
New England Securities
New York
$143K +$14.6K +173 +11%
FMT
792
First Mercantile Trust
Tennessee
$142K -$37.2K -443 -21%
KT
793
Kanaly Trust
Texas
$139K -$487K -5,779 -78%
Legal & General Group
794
Legal & General Group
United Kingdom
$132K – – –
PO
795
Private Ocean
California
$113K – – –
PAM
796
Panagora Asset Management
Massachusetts
$110K – – –
CIS
797
Capital International Sarl
California
$110K – – –
RFA
798
Reilly Financial Advisors
California
$106K – – –
TFO
799
Tarbox Family Office
California
$103K – – –
TRCT
800
Tower Research Capital (TRC)
New York
$101K +$95.7K +1,130 +1,823%
30 31
32
33 34