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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
FM
776
Foster & Motley
Ohio
$200K -$7.2K -89 -4%
FHC
777
First Heartland Consultants
Missouri
$200K +$192K +2,375 New
BOK
778
Bank of Kentucky
Kentucky
$199K
TF
779
Tompkins Financial
New York
$195K +$3.15K +39 +2%
TDC
780
Thompson Davis & Co
Virginia
$188K +$55.7K +688 +45%
EWM
781
Edge Wealth Management
New York
$186K
WEC
782
Winslow Evans & Crocker
Massachusetts
$178K +$16.4K +203 +11%
FWM
783
Focused Wealth Management
New York
$175K +$86.2K +1,066 +105%
TWA
784
TCI Wealth Advisors
Arizona
$172K
LFR
785
Lehman Financial Resources
Pennsylvania
$169K +$90.3K +1,116 +125%
RIA
786
Regal Investment Advisors
Michigan
$165K +$106K +1,312 +202%
MHS
787
M Holdings Securities
Oregon
$162K +$155K +1,915 New
HR
788
Howe & Rusling
New York
$153K
CPP
789
Crow Point Partners
Massachusetts
$148K -$375K -4,632 -73%
ST
790
Spot Trading
Illinois
$143K -$227K -2,806 -62%
NES
791
New England Securities
New York
$143K +$14K +173 +11%
FMT
792
First Mercantile Trust
Tennessee
$142K -$35.8K -443 -21%
KT
793
Kanaly Trust
Texas
$139K -$468K -5,779 -78%
Legal & General Group
794
Legal & General Group
United Kingdom
$132K
PO
795
Private Ocean
California
$113K
CIS
796
Capital International Sarl
California
$110K
PAM
797
Panagora Asset Management
Massachusetts
$110K
RFA
798
Reilly Financial Advisors
California
$106K
TFO
799
Tarbox Family Office
California
$103K
TRCT
800
Tower Research Capital (TRC)
New York
$101K +$91.4K +1,130 +1,823%

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.