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Novartis

848 hedge funds and large institutions have $22B invested in Novartis in 2014 Q2 according to their latest regulatory filings, with 69 funds opening new positions, 291 increasing their positions, 342 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $170M | Put options by funds: $105M

44% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 48

7% more capital invested

Capital invested by funds: $20.6B → $22B (+$1.42B)

2% more funds holding

Funds holding: 831848 (+17)

0.04% less ownership

Funds ownership: 9.82%9.79% (-0.04%)

3% less funds holding in top 10

Funds holding in top 10: 6058 (-2)

15% less repeat investments, than reductions

Existing positions increased: 291 | Existing positions reduced: 342

Holders
848
Holders Change
+17
Holders Change %
+2.05%
% of All Funds
24.36%
Holding in Top 10
58
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.33%
% of All Funds
1.67%
New
69
Increased
291
Reduced
342
Closed
48
Calls
$170M
Puts
$105M
Net Calls
+$65.2M
Net Calls Change
+$75.2M
Name Holding Trade Value Shares
Change
Change in
Stake
KTC
776
Kistler-Tiffany Companies
Pennsylvania
$82K
FWM
777
Focused Wealth Management
New York
$82K +$236 +3 +0.3%
HIM
778
Hillsdale Investment Management
Ontario, Canada
$81K
JIC
779
Joel Isaacson & Co
New York
$81K
HI
780
Hudock Inc
Pennsylvania
$75K
BlackRock
781
BlackRock
New York
$74K +$71.3K +907 New
CHC
782
City Holding Co
West Virginia
$73K +$49.2K +626 +203%
LFR
783
Lehman Financial Resources
Pennsylvania
$72K
CLOS
784
Compagnie Lombard Odier SCmA
Switzerland
$71K -$527K -6,696 -89%
QAM
785
QCI Asset Management
New York
$67K
FI
786
FCM Investments
Texas
$66K
AF
787
Arrow Financial
New York
$63K
TCM
788
Tradewinds Capital Management
Washington
$60K
H
789
Hexavest
Quebec, Canada
$59K
WF
790
WealthTrust Fairport
Ohio
$58K
FMP
791
Financial Management Professionals
Texas
$57K
BWFA
792
Baltimore-Washington Financial Advisors
Maryland
$57K +$54.9K +698 New
Schroder Investment Management Group
793
Schroder Investment Management Group
United Kingdom
$55.5K -$325K -4,129 -86%
BAM
794
Barrett Asset Management
New York
$54K
KAS
795
Kemnay Advisory Services
New York
$54K +$52.7K +670 New
PCM
796
Polaris Capital Management
Massachusetts
$54K +$52.7K +670 New
HCM
797
Highlander Capital Management
New Jersey
$53.2K
HPBT
798
High Point Bank & Trust
North Carolina
$53K
VVP
799
Vulcan Value Partners
Alabama
$53K +$50.9K +647 New
RIA
800
Regal Investment Advisors
Michigan
$53K +$51.1K +650 New

NVS Hedge Fund Activity: Q2 2014 in Review

848 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2014, worth a combined $22B — up 6.9% from $20.6B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new NVS positions and 48 closed out — a net gain of 21 holders — while 291 added to existing stakes and 342 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $409M. The largest seller was Hotchkis & Wiley Capital Management, cutting an estimated $145M.

  • 848 institutional investors held Novartis (NVS) as of Q2 2014, up from 831 in Q1 2014.
  • Funds reported $22B of Novartis stock for Q2 2014, up 6.9% quarter-over-quarter.
  • 69 funds opened new Novartis positions in Q2 2014 and 48 closed out, a net change of +21 holders.
  • The largest Novartis buyer in Q2 2014 was Dodge & Cox, an estimated $409M added.
  • The largest Novartis seller in Q2 2014 was Hotchkis & Wiley Capital Management, an estimated $145M sold.

Based on aggregated 13F filings for Q2 2014.