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Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
DY
751
Dowling & Yahnke
California
$245K +$8.12K +98 +3%
AA
752
Ancora Advisors
Ohio
$243K +$243K +2,930 New
BBI
753
Baxter Bros Inc
Connecticut
$241K
DCM
754
Donaldson Capital Management
Indiana
$241K +$241K +2,906 New
Manulife (Manufacturers Life Insurance)
755
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$241K +$12M +144,288 +5%
EFSCE
756
Enterprise Financial Services Corp (EFSC)
Missouri
$240K -$912 -11 -0.4%
ARMT
757
Amica Retiree Medical Trust
Rhode Island
$240K
PWLP
758
Prio Wealth Limited Partnership
Massachusetts
$240K
QCMC
759
Quantum Capital Management (California)
California
$240K +$5.14K +62 +2%
CIP
760
Cornerstone Investment Partners
Georgia
$240K +$240K +2,893 New
LOCC
761
Lombard Odier & Cie (Canada)
Quebec, Canada
$238K
PCM
762
Palisade Capital Management
New Jersey
$236K
SRIM
763
Saratoga Research & Investment Management
California
$236K
WIL
764
Winifred I. Li
$234K -$18.6K -224 -7%
PTC
765
Private Trust Company
Ohio
$234K +$5.22K +63 +2%
HIC
766
Holderness Investments Company
North Carolina
$233K +$233K +2,811 New
MNBTD
767
Moody National Bank Trust Division
Texas
$232K -$185K -2,232 -44%
ANRIA
768
American National Registered Investment Advisor
Texas
$232K
AAP
769
Ardsley Advisory Partners
Connecticut
$232K
NFC
770
Northeast Financial Consultants
Connecticut
$232K
Twin Tree Management
771
Twin Tree Management
Texas
$232K +$232K +2,793 New
HIMCH
772
Hartford Investment Management Co (HIMCO)
Connecticut
$230K +$2.07K +25 +0.9%
CG
773
Colony Group
Massachusetts
$230K +$203K +2,444 +757%
AB
774
AT Bancorp
Iowa
$227K -$8.04K -97 -3%
ALA
775
Atherton Lane Advisers
California
$227K

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.