Winifred I. Li’s Novartis NVS Stock Holding History

Winifred I. Li’s Portfolio NVS Stock Details NVS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	$234K	Sell	2,812 -224	-7%	-$18.6K	0.22%	103
2014 Q3	$256K	Sell	3,036 -279	-8%	-$22.6K	0.24%	92
2014 Q2	$270K	Hold	3,315	–	–	0.23%	108
2014 Q1	$253K	Sell	3,315 -7,107	-68%	-$518K	0.22%	115
2013 Q4	$751K	Sell	10,422 -720	-6%	-$50K	0.65%	45
2013 Q3	$765K	Buy	11,142 +195	+2%	+$12.9K	0.71%	35
2013 Q2	$694K	Buy	+10,947	New	+$712K	0.65%	48

Other funds holding NVS

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

BBHC

Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

Winifred I. Li's NVS Position: Q4 2014 in Review

Winifred I. Li reduced its Novartis (NVS) stake by 7.4% in Q4 2014, selling an estimated $18.6K and leaving 2,812 shares worth $234K. The position accounts for 0.22% of the portfolio, ranked #103.

Winifred I. Li first reported a position in NVS in Q2 2013 and has held it in 7 quarters since. The position peaked at $765K in Q3 2013. 919 funds tracked by Wall St. Rank hold NVS as of Q4 2014.

Winifred I. Li held 2,812 shares of Novartis worth $234K as of Q4 2014.
Winifred I. Li sold 224 Novartis shares in Q4 2014, an estimated $18.6K.
Novartis made up 0.22% of Winifred I. Li's portfolio in Q4 2014, its #103 holding.
Winifred I. Li first reported a position in Novartis in Q2 2013 and has held it in 7 quarters since.
Winifred I. Li's Novartis position peaked at $765K in Q3 2013.
919 funds tracked by Wall St. Rank held Novartis as of Q4 2014.

Based on Winifred I. Li's 13F filing for Q4 2014, filed 19 Feb 2015.