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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
WEC
751
Winslow Evans & Crocker
Massachusetts
$146K -$14.4K -197 -9%
PAS
752
Partnervest Advisory Services
California
$140K -$8.16K -112 -6%
S
753
SignatureFD
Georgia
$133K -$34.7K -476 -21%
OSNBOA
754
Old Second National Bank of Aurora
Illinois
$129K
FMT
755
First Mercantile Trust
Tennessee
$126K
PR
756
Payden & Rygel
California
$125K
EWM
757
Elite Wealth Management
Washington
$119K -$6.7K -92 -6%
Legal & General Group
758
Legal & General Group
United Kingdom
$119K
WAM
759
Wolverine Asset Management
Illinois
$119K +$114K +1,562 New
NES
760
New England Securities
New York
$118K -$32.5K -446 -22%
PO
761
Private Ocean
California
$102K
CIS
762
Capital International Sarl
California
$99K
PAM
763
Panagora Asset Management
Massachusetts
$99K
JFGIW
764
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$95K -$7.36K -101 -7%
RFA
765
Reilly Financial Advisors
California
$95K +$2.04K +28 +2%
WA
766
Waverly Advisors
Alabama
$90K -$19.2K -264 -18%
TFMS
767
Trust & Fiduciary Management Services
Massachusetts
$83K +$25.6K +351 +48%
KTC
768
Kistler-Tiffany Companies
Pennsylvania
$77K -$35.8K -491 -33%
FWM
769
Focused Wealth Management
New York
$77K -$2.4K -33 -3%
HIM
770
Hillsdale Investment Management
Ontario, Canada
$77K
JIC
771
Joel Isaacson & Co
New York
$77K
WC
772
Whitnell & Co
Illinois
$77K +$12.2K +167 +20%
Acadian Asset Management
773
Acadian Asset Management
Massachusetts
$72K +$68.6K +941 New
HI
774
Hudock Inc
Pennsylvania
$71K
LFR
775
Lehman Financial Resources
Pennsylvania
$68K

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.