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Novartis
NVS

Overview Fund Activity

815 hedge funds and large institutions have $19.8B invested in Novartis in 2013 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 286 increasing their positions, 285 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
815
Holders Change
+54
Holders Change %
+7.1%
% of All Funds
23.67%
Holding in Top 10
52
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-5.45%
% of All Funds
1.51%
New
107
Increased
286
Reduced
285
Closed
41
Calls
$182M
Puts
$134M
Net Calls
+$48M
Net Calls Change
+$25.5M

Top Buyers

1
EARNEST Partners
1
EARNEST Partners
Georgia
$185M
2
Boston Partners
2
Boston Partners
Massachusetts
$182M
3
TCIM
3
TIAA CREF Investment Management
New York
$113M
4
Fidelity Investments
4
Fidelity Investments
Massachusetts
$205M
5
WCM
5
Wedge Capital Management
North Carolina
$44.4M

Top Sellers

1
Neuberger Berman Group
1
Neuberger Berman Group
New York
$339M
2
EAM
2
Edge Asset Management
Washington
$71.8M
3
BBHC
3
Brown Brothers Harriman & Co
New York
$992M
4
Northern Trust
4
Northern Trust
Illinois
$218M
5
VKH
5
Virtu KCG Holdings
New York
$1.16M
Name Holding Trade Value Shares
Change 		Shares
Change %
HPBT
751
High Point Bank & Trust
North Carolina
$87K – – –
RFA
752
Reilly Financial Advisors
California
$87K +$25.8K +360 +42%
TFO
753
Tarbox Family Office
California
$83K +$83K +1,160 New
FI
754
FCM Investments
Texas
$82K – – –
AAC
755
Asset Advisors Corp
Georgia
$80K – – –
TDC
756
Thompson Davis & Co
Virginia
$80K +$80K +1,116 New
FWM
757
Focused Wealth Management
New York
$75K -$5.19K -72 -6%
HIM
758
Hillsdale Investment Management
Ontario, Canada
$72K -$304K -4,241 -81%
JIC
759
Joel Isaacson & Co
New York
$72K – – –
AA
760
AlphaMark Advisors
Kentucky
$68K – – –
HI
761
Hudock Inc
Pennsylvania
$67K +$67K +930 New
CAL
762
Capital Analysts LLC
Pennsylvania
$65.5K – – –
LFR
763
Lehman Financial Resources
Pennsylvania
$64K – – –
QAM
764
QCI Asset Management
New York
$63K – – –
WC
765
Whitnell & Co
Illinois
$60K -$12K -167 -17%
Carson Wealth (CWM LLC)
766
Carson Wealth (CWM LLC)
Nebraska
$56K -$34.8K -486 -38%
AF
767
Arrow Financial
New York
$56K – – –
PFA
768
Paradigm Financial Advisors
Missouri
$56K +$56K +779 New
TCM
769
Tradewinds Capital Management
Washington
$54K +$54K +743 New
TFMS
770
Trust & Fiduciary Management Services
Massachusetts
$53K -$5.92K -82 -10%
H
771
Hexavest
Quebec, Canada
$53K – – –
WF
772
WealthTrust Fairport
Ohio
$51K -$1.65K -23 -3%
BWFA
773
Baltimore-Washington Financial Advisors
Maryland
$50K – – –
SEC
774
Seven Eight Capital
New York
$48K +$48K +670 New
HCM
775
Highlander Capital Management
New Jersey
$47.3K – – –
29 30
31
32 33