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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
SHA
701
Smith Hayes Advisers
Nebraska
$303K
Acadian Asset Management
702
Acadian Asset Management
Massachusetts
$298K +$97.7K +1,207 +52%
AIA
703
Alerus Investment Advisors
Minnesota
$285K -$161K -1,987 -37%
VNA
704
VNBTrust National Association
Virginia
$284K -$11.5K -142 -4%
Citadel Advisors
705
Citadel Advisors
Florida
$282K -$392K -4,841 -59%
KCM
706
Kanawha Capital Management
Virginia
$282K
BACM
707
Blue Arrow Capital Management
New York
$282K +$271K +3,348 New
MM
708
Midas Management
New York
$282K +$271K +3,348 New
HW
709
Hancock Whitney
Mississippi
$281K -$29.1K -360 -10%
RMDI
710
R.M. Davis Inc
Maine
$280K -$141K -1,740 -34%
SCA
711
Stonebridge Capital Advisors
Minnesota
$280K +$22.6K +279 +9%
DHFB
712
Dixon Hubard Feinour & Brown
Virginia
$279K
AF
713
Aldebaran Financial
$278K
FIB
714
First Interstate Bank
Montana
$275K +$6.15K +76 +2%
SI
715
SII Investments
Wisconsin
$274K -$6.63K -82 -2%
MWM
716
Merriman Wealth Management
Washington
$271K
SSWM
717
Sheets Smith Wealth Management
North Carolina
$271K
CFG
718
CKW Financial Group
Hawaii
$265K
FBT
719
First Bankers Trust
Kentucky
$264K
PWAP
720
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$264K +$9.06K +112 +4%
SM
721
Stratton Management
Pennsylvania
$259K -$165K -2,037 -40%
WIL
722
Winifred I. Li
$256K -$22.6K -279 -8%
WSTAM
723
Wilbanks Smith & Thomas Asset Management
Virginia
$256K +$27.6K +341 +13%
PTB
724
Pioneer Trust Bank
Oregon
$252K
BJL
725
Brighton Jones LLC
Washington
$250K -$5.5K -68 -2%

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.