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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
BFEC
676
Benjamin F. Edwards & Company
Missouri
$301K +$4.3K +59 +2%
SHA
677
Smith Hayes Advisers
Nebraska
$296K +$4.45K +61 +2%
WPP
678
Whalerock Point Partners
Rhode Island
$291K
OIA
679
Optimum Investment Advisors
Illinois
$290K
KCM
680
Kornitzer Capital Management
Kansas
$285K
AHB
681
Abner Herrman & Brock
New Jersey
$284K +$272K +3,729 New
PWLP
682
Prio Wealth Limited Partnership
Massachusetts
$280K -$16.3K -223 -6%
MNBTD
683
Moody National Bank Trust Division
Texas
$280K
RCA
684
Rex Capital Advisors
Rhode Island
$278K
BTNA
685
Bremer Trust National Association
Minnesota
$274K -$17.7K -243 -6%
CICI
686
Capital Investment Counsel Inc
North Carolina
$274K +$6.12K +84 +2%
BA
687
Bridgewater Advisors
New York
$273K +$13.8K +189 +6%
HJA
688
Hugh Johnson Advisors
New York
$272K +$34K +467 +15%
PP
689
Palladium Partners
Virginia
$270K
N
690
Natixis
France
$268K +$8.16K +112 +3%
BJL
691
Brighton Jones LLC
Washington
$267K +$255K +3,504 New
VNA
692
VNBTrust National Association
Virginia
$265K +$510 +7 +0.2%
CBN
693
Cadence Bank NA
Texas
$262K +$30K +412 +14%
PFBT
694
Parkside Financial Bank & Trust
Missouri
$261K -$36.6K -502 -13%
MWM
695
Merriman Wealth Management
Washington
$261K +$240K +3,299 New
WMSA
696
Weiss Multi-Strategy Advisers
New York
$255K -$5.12M -70,308 -95%
KCM
697
Kanawha Capital Management
Virginia
$255K
MM
698
Midas Management
New York
$255K
SKK
699
Shepherd Kaplan Krochuk
Massachusetts
$255K
WIL
700
Winifred I. Li
$253K -$518K -7,107 -68%

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.