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Novartis
NVS

Overview Fund Activity

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.99%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M

Top Buyers

1
Loomis, Sayles & Company
Loomis, Sayles & Company
Massachusetts
+$71.6M
2
MHI
Miller Howard Investments
New York
+$59.3M
3
VKH
Virtu KCG Holdings
New York
+$50.9M
4
AG
Aperio Group
California
+$45.8M
5
Northern Trust
Northern Trust
Illinois
+$44.9M

Top Sellers

1
Primecap Management
Primecap Management
California
-$230M
2
Neuberger Berman Group
Neuberger Berman Group
New York
-$143M
3
TCIM
TIAA CREF Investment Management
New York
-$101M
4
WHG
Westwood Holdings Group
Texas
-$73.8M
5
HTC
Haverford Trust Company
Pennsylvania
-$70.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
BFEC
676
Benjamin F. Edwards & Company
Missouri
$301K +$4.49K +59 +2%
SHA
677
Smith Hayes Advisers
Nebraska
$296K +$4.65K +61 +2%
WPP
678
Whalerock Point Partners
Rhode Island
$291K – – –
OIA
679
Optimum Investment Advisors
Illinois
$290K – – –
KCM
680
Kornitzer Capital Management
Kansas
$285K – – –
AHB
681
Abner Herrman & Brock
New Jersey
$284K +$284K +3,729 New
PWLP
682
Prio Wealth Limited Partnership
Massachusetts
$280K -$17K -223 -6%
MNBTD
683
Moody National Bank Trust Division
Texas
$280K – – –
RCA
684
Rex Capital Advisors
Rhode Island
$278K – – –
BTNA
685
Bremer Trust National Association
Minnesota
$274K -$18.5K -243 -6%
CICI
686
Capital Investment Counsel Inc
North Carolina
$274K +$6.4K +84 +2%
BA
687
Bridgewater Advisors
New York
$273K +$14.4K +189 +6%
HJA
688
Hugh Johnson Advisors
New York
$272K +$35.6K +467 +15%
PP
689
Palladium Partners
Virginia
$270K – – –
N
690
Natixis
France
$268K +$8.58K +112 +3%
BJL
691
Brighton Jones LLC
Washington
$267K +$267K +3,504 New
VNA
692
VNBTrust National Association
Virginia
$265K +$533 +7 +0.2%
CBN
693
Cadence Bank NA
Texas
$262K +$31.3K +412 +14%
PFBT
694
Parkside Financial Bank & Trust
Missouri
$261K -$38.2K -502 -13%
MWM
695
Merriman Wealth Management
Washington
$261K +$261K +3,299 New
WMSA
696
Weiss Multi-Strategy Advisers
New York
$255K -$5.36M -70,308 -95%
SKK
697
Shepherd Kaplan Krochuk
Massachusetts
$255K – – –
MM
698
Midas Management
New York
$255K – – –
KCM
699
Kanawha Capital Management
Virginia
$255K – – –
WIL
700
Winifred I. Li
$253K -$542K -7,107 -68%
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