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Novartis
NVS

Overview Fund Activity

815 hedge funds and large institutions have $19.8B invested in Novartis in 2013 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 286 increasing their positions, 285 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
815
Holders Change
+54
Holders Change %
+7.1%
% of All Funds
23.67%
Holding in Top 10
52
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-5.45%
% of All Funds
1.51%
New
107
Increased
286
Reduced
285
Closed
41
Calls
$182M
Puts
$134M
Net Calls
+$48M
Net Calls Change
+$25.5M

Top Buyers

1
EARNEST Partners
1
EARNEST Partners
Georgia
$185M
2
Boston Partners
2
Boston Partners
Massachusetts
$182M
3
TCIM
3
TIAA CREF Investment Management
New York
$113M
4
Fidelity Investments
4
Fidelity Investments
Massachusetts
$205M
5
WCM
5
Wedge Capital Management
North Carolina
$44.4M

Top Sellers

1
Neuberger Berman Group
1
Neuberger Berman Group
New York
$339M
2
EAM
2
Edge Asset Management
Washington
$71.8M
3
BBHC
3
Brown Brothers Harriman & Co
New York
$992M
4
Northern Trust
4
Northern Trust
Illinois
$218M
5
VKH
5
Virtu KCG Holdings
New York
$1.16M
Name Holding Trade Value Shares
Change 		Shares
Change %
CWM
576
Concert Wealth Management
California
$630K +$15.9K +222 +3%
Credit Agricole
577
Credit Agricole
France
$627K +$32.2K +447 +5%
VNB
578
Valley National Bancorp
New York
$619K +$619K +8,593 New
NGA
579
Naples Global Advisors
Florida
$618K +$618K +8,578 New
SG Americas Securities
580
SG Americas Securities
New York
$616K – – –
Barclays
581
Barclays
United Kingdom
$610K -$1.3M -18,108 -68%
TT
582
Tower Trust
Indiana
$608K – – –
Federated Hermes
583
Federated Hermes
Pennsylvania
$606K +$192K +2,667 +46%
BWAM
584
Boyd Watterson Asset Management
Ohio
$601K -$43.6K -606 -7%
JC
585
Jacobs & Co
California
$601K – – –
SAM
586
Symphony Asset Management
California
$601K +$601K +8,348 New
LDB
587
Lee, Danner & Bass
Tennessee
$594K – – –
DAS
588
Dynamic Advisor Solutions
Arizona
$571K +$571K +7,920 New
SIC
589
Salem Investment Counselors
North Carolina
$567K – – –
Toronto Dominion Bank
590
Toronto Dominion Bank
Ontario, Canada
$561K -$218K -3,025 -28%
SSA
591
South Street Advisors
New York
$558K – – –
WRM
592
Westport Resources Management
Connecticut
$556K – – –
HVIA
593
Hudson Valley Investment Advisors
New York
$551K -$76.4K -1,060 -12%
TCB
594
Texas Capital Bancshares
Texas
$550K -$72.8K -1,011 -12%
FMC
595
First Merchants Corp
Indiana
$549K -$21.7K -301 -4%
LCM
596
Logan Capital Management
Pennsylvania
$544K +$8.29K +115 +2%
AMIM
597
Aull & Monroe Investment Management
Alabama
$534K – – –
SCA
598
Salient Capital Advisors
Texas
$528K +$154K +2,132 +41%
SYBT
599
Stock Yards Bank & Trust
Kentucky
$522K +$2.09K +29 +0.4%
KT
600
Kanaly Trust
Texas
$520K +$520K +7,224 New
22 23
24
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