Salient Capital Advisors’s Novartis NVS Stock Holding History

Salient Capital Advisors’s Portfolio NVS Stock Details NVS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-8,690	Closed	-$650K	–	147
2017 Q2	$650K	Sell	8,690 -2,578	-23%	-$183K	0.01%	138
2017 Q1	$750K	Sell	11,268 -597	-5%	-$39.8K	0.01%	150
2016 Q4	$774K	Sell	11,865 -56	-0.5%	-$3.63K	0.01%	140
2016 Q3	$843K	Buy	11,921 +318	+3%	+$23.2K	0.02%	124
2016 Q2	$858K	Sell	11,603 -2,597	-18%	-$179K	0.02%	131
2016 Q1	$922K	Sell	14,200 -676	-5%	-$46K	0.03%	128
2015 Q4	$1.15M	Sell	14,876 -10,736	-42%	-$853K	0.03%	115
2015 Q3	$2.11M	Sell	25,612 -4,547	-15%	-$405K	0.05%	96
2015 Q2	$2.66M	Buy	30,159 +1,690	+6%	+$155K	0.05%	101
2015 Q1	$2.52M	Sell	28,469 -219	-0.8%	-$19.4K	0.05%	97
2014 Q4	$2.38M	Buy	28,688 +1,887	+7%	+$156K	0.05%	99
2014 Q3	$2.26M	Buy	26,801 +4,169	+18%	+$337K	0.04%	111
2014 Q2	$1.84M	Buy	22,632 +3,060	+16%	+$241K	0.04%	110
2014 Q1	$1.49M	Buy	19,572 +12,249	+167%	+$893K	0.04%	114
2013 Q4	$528K	Buy	7,323 +2,132	+41%	+$148K	0.02%	153
2013 Q3	$357K	Sell	5,191 -506	-9%	-$33.5K	0.01%	137
2013 Q2	$361K	Buy	+5,697	New	+$371K	0.02%	135

Other funds holding NVS

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Primecap Management

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Franklin Resources

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return

Parnassus Investments

Parnassus Investments San Francisco, California $34.1B AUM 20.22% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Loomis, Sayles & Company

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

Fisher Asset Management

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return