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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
CASB
526
Cape Ann Savings Bank
Massachusetts
$1.05M
WS
527
Wedbush Securities
California
$1.04M +$19.8K +222 +2%
AHS
528
Aspiriant Holdings S3
California
$1.04M -$251K -2,818 -18%
TCOTO
529
Trust Company of the Ozarks
Missouri
$1.04M -$37.2K -418 -3%
BFM
530
Boston Financial Management
Massachusetts
$1.03M -$49.7K -558 -4%
RDM
531
Retirement Design & Management
Connecticut
$1.03M +$1.11M +12,494 New
NAM
532
NTV Asset Management
West Virginia
$1.01M -$29.7K -334 -3%
PSI
533
Pinnacle Summer Investments
Virginia
$993K +$1.07M +12,056 New
PAM
534
Palisade Asset Management
Minnesota
$987K -$1.51K -17 -0.1%
BW
535
Bison Wealth
Georgia
$987K +$91.6K +1,029 +9%
CFA
536
CT Financial Advisors
Pennsylvania
$962K
CAN
537
Cetera Advisor Networks
California
$958K -$47.3K -531 -4%
Credit Agricole
538
Credit Agricole
France
$958K +$1.03M +11,628 New
CWM
539
Concert Wealth Management
California
$939K +$37.3K +419 +4%
HPC
540
HM Payson & Co
Maine
$937K
SCM
541
Shelton Capital Management
Colorado
$934K +$27.3K +307 +3%
DC
542
Deere & Company
Illinois
$932K
WRM
543
Westport Resources Management
Connecticut
$931K +$22.3K +251 +2%
SM
544
Stratton Management
Pennsylvania
$921K +$527K +5,921 +112%
NRS
545
Neville Rodie & Shaw
New York
$913K -$9.97K -112 -1%
NAM
546
Nichols Asset Management
Massachusetts
$907K
SAM
547
Silvercrest Asset Management
New York
$907K
AI
548
Atria Investments
North Carolina
$903K +$92K +1,034 +10%
LCM
549
Logan Capital Management
Pennsylvania
$883K -$22.5K -253 -2%
SFSG
550
Stearns Financial Services Group
North Carolina
$881K -$10.9K -122 -1%

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.