Cape Ann Savings Bank’s Novartis NVS Stock Holding History

Cape Ann Savings Bank’s Portfolio NVS Stock Details NVS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-7,854	Closed	-$555K	–	66
2016 Q3	$555K	Sell	7,854 -4,859	-38%	-$354K	0.78%	36
2016 Q2	$940K	Sell	12,713 -101	-0.8%	-$6.98K	1.29%	24
2016 Q1	$832K	Sell	12,814 -232	-2%	-$15.8K	1.15%	31
2015 Q4	$1.01M	Buy	13,046 +260	+2%	+$20.7K	1.38%	24
2015 Q3	$1.05M	Hold	12,786	–	–	1.57%	19
2015 Q2	$1.13M	Sell	12,786 -73	-0.6%	-$6.7K	1.6%	20
2015 Q1	$1.14M	Sell	12,859 -122	-0.9%	-$10.8K	1.59%	21
2014 Q4	$1.08M	Sell	12,981 -750	-5%	-$62.2K	1.55%	23
2014 Q3	$1.16M	Sell	13,731 -28	-0.2%	-$2.27K	1.72%	22
2014 Q2	$1.12M	Sell	13,759 -78	-0.6%	-$6.13K	1.61%	23
2014 Q1	$1.05M	Sell	13,837 -134	-1%	-$9.76K	1.73%	22
2013 Q4	$1.01M	Buy	13,971 +61	+0.4%	+$4.24K	1.62%	22
2013 Q3	$956K	Sell	13,910 -67	-0.5%	-$4.43K	1.64%	23
2013 Q2	$885K	Buy	+13,977	New	+$909K	1.48%	25

Other funds holding NVS

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

BBHC

Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

MNA

Manning & Napier Advisors Fairport, New York $7.09B AUM 17.35% 1-Year Est. Return

Cape Ann Savings Bank's NVS Position: Q4 2016 in Review

Cape Ann Savings Bank sold out of Novartis (NVS) in Q4 2016, closing a stake of 7,854 shares — an estimated $555K sold.

Cape Ann Savings Bank first reported a position in NVS in Q2 2013 and held it in 14 quarters. The position peaked at $1.16M in Q3 2014. 904 funds tracked by Wall St. Rank hold NVS as of Q4 2016.

Cape Ann Savings Bank reported no remaining Novartis position as of Q4 2016 after selling out during the quarter.
Cape Ann Savings Bank sold 7,854 Novartis shares in Q4 2016, an estimated $555K.
Cape Ann Savings Bank first reported a position in Novartis in Q2 2013 and held it in 14 quarters.
Cape Ann Savings Bank's Novartis position peaked at $1.16M in Q3 2014.
904 funds tracked by Wall St. Rank held Novartis as of Q4 2016.

Based on Cape Ann Savings Bank's 13F filing for Q4 2016, filed 2 Feb 2017.