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Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
PCM
526
Parsons Capital Management
Rhode Island
$1.17M +$180K +2,177 +18%
SCM
527
Shelton Capital Management
Colorado
$1.15M -$92.5K -1,116 -7%
State Street
528
State Street
Massachusetts
$1.15M
PSI
529
Pinnacle Summer Investments
Virginia
$1.14M -$23.1K -279 -2%
GLA
530
Great Lakes Advisors
Illinois
$1.11M +$86.2K +1,040 +8%
CCA
531
Checchi Capital Advisers
California
$1.11M +$71.1K +858 +7%
CAN
532
Cetera Advisor Networks
California
$1.1M -$69.1K -834 -6%
CASB
533
Cape Ann Savings Bank
Massachusetts
$1.08M -$62.2K -750 -5%
SWP
534
Stratos Wealth Partners
Ohio
$1.06M +$135K +1,632 +15%
CA
535
Cetera Advisors
Colorado
$1.06M +$189K +2,283 +22%
LPT
536
Legacy Private Trust
Wisconsin
$1.05M +$185K +2,232 +21%
FBT
537
Founders Bank & Trust
Michigan
$1.05M -$41.9K -506 -4%
NAM
538
NTV Asset Management
West Virginia
$1.04M +$18.5K +223 +2%
GD
539
Grandfield & Dodd
New York
$1.01M -$11.8K -142 -1%
CFA
540
CT Financial Advisors
Pennsylvania
$1.01M +$1.01M +12,199 New
DC
541
Deere & Company
Illinois
$1M
SPC
542
Sigma Planning Corp
Michigan
$1M +$1M +12,101 New
AAM
543
Azzad Asset Management
Virginia
$1M -$304K -3,663 -23%
PAM
544
Palisade Asset Management
Minnesota
$1M -$3.81K -46 -0.4%
GC
545
Garde Capital
Washington
$996K +$994K +11,997 New
ANTB
546
AMG National Trust Bank
Colorado
$986K +$985K +11,878 New
RFC
547
Regions Financial Corp
Alabama
$982K -$2.63M -31,713 -73%
CIC
548
Carnegie Investment Counsel
Ohio
$974K +$27.8K +335 +3%
HPC
549
HM Payson & Co
Maine
$953K +$63.4K +765 +7%
ST
550
Somerset Trust
Pennsylvania
$950K +$24.5K +295 +3%

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.