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Novartis
NVS

Overview Fund Activity

815 hedge funds and large institutions have $19.8B invested in Novartis in 2013 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 286 increasing their positions, 285 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
815
Holders Change
+54
Holders Change %
+7.1%
% of All Funds
23.67%
Holding in Top 10
52
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-5.45%
% of All Funds
1.51%
New
107
Increased
286
Reduced
285
Closed
41
Calls
$182M
Puts
$134M
Net Calls
+$48M
Net Calls Change
+$25.5M

Top Buyers

1
EARNEST Partners
1
EARNEST Partners
Georgia
$185M
2
Boston Partners
2
Boston Partners
Massachusetts
$182M
3
TCIM
3
TIAA CREF Investment Management
New York
$113M
4
Fidelity Investments
4
Fidelity Investments
Massachusetts
$205M
5
WCM
5
Wedge Capital Management
North Carolina
$44.4M

Top Sellers

1
Neuberger Berman Group
1
Neuberger Berman Group
New York
$339M
2
EAM
2
Edge Asset Management
Washington
$71.8M
3
BBHC
3
Brown Brothers Harriman & Co
New York
$992M
4
Northern Trust
4
Northern Trust
Illinois
$218M
5
VKH
5
Virtu KCG Holdings
New York
$1.16M
Name Holding Trade Value Shares
Change 		Shares
Change %
ASN
526
Advisory Services Network
Georgia
$867K +$867K +12,037 New
IAS
527
IMA Advisory Services
Colorado
$860K -$253K -3,515 -23%
RA
528
Rational Advisors
New York
$851K – – –
1IC
529
1919 Investment Counsel
Maryland
$835K -$3.24K -45 -0.4%
SAG
530
Sterne Agee Group
Alabama
$835K +$339K +4,709 +68%
CIC
531
Carnegie Investment Counsel
Ohio
$834K -$6.41K -89 -0.8%
IFB
532
iAB Financial Bank
Indiana
$812K -$56.3K -781 -6%
MPWT
533
MassMutual Private Wealth & Trust
Connecticut
$812K +$812K +11,269 New
CBU
534
CIBC Bank USA
Illinois
$806K -$43.2K -599 -5%
MBTD
535
Mechanics Bank - Trust Department
California
$806K – – –
GOCM
536
Grey Owl Capital Management
Virginia
$804K +$804K +11,168 New
SFSG
537
Stearns Financial Services Group
North Carolina
$794K -$15.3K -213 -2%
NAM
538
Nichols Asset Management
Massachusetts
$793K -$10K -139 -1%
ACM
539
Argyle Capital Management
Pennsylvania
$790K – – –
CIP
540
Convergence Investment Partners
Florida
$785K -$139K -1,935 -15%
PAG
541
Private Advisor Group
New Jersey
$779K +$779K +10,815 New
BUB
542
BBVA USA Bancshares
Texas
$766K +$242K +3,352 +46%
ST
543
Spinnaker Trust
Maine
$762K -$5.61K -78 -0.7%
EIM
544
Essex Investment Management
Massachusetts
$754K +$1.58K +22 +0.2%
WIL
545
Winifred I. Li
$751K -$51.9K -720 -6%
PAMG
546
Patton Albertson Miller Group
Tennessee
$750K +$8.07K +112 +1%
HPC
547
HM Payson & Co
Maine
$741K -$1.59K -22 -0.2%
IC
548
Inverness Counsel
New York
$738K -$40.2K -558 -5%
MWR
549
McAdams Wright Ragen
Washington
$733K +$341K +4,735 +87%
LC
550
Lilley & Co
Michigan
$727K -$25.6K -356 -3%
20 21
22
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