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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
COI
476
Connable Office Inc
Michigan
$1.47M -$19.8K -223 -1%
PJSIMP
477
P.J. Schmidt Investment Management (PJS)
Wisconsin
$1.46M +$4.98K +56 +0.3%
AIA
478
AIMZ Investment Advisors
California
$1.45M
CIC
479
Carnegie Investment Counsel
Ohio
$1.45M +$162K +1,819 +11%
PWS
480
Peloton Wealth Strategists
Indiana
$1.44M -$214K -2,400 -12%
MCM
481
Millie Capital Management
California
$1.44M +$22.3K +251 +1%
FC
482
FIC Capital
New York
$1.43M +$7.39K +83 +0.5%
SCM
483
Stonebridge Capital Management
California
$1.41M +$14.9K +167 +1%
HCM
484
Hall Capital Management
Rhode Island
$1.4M +$75.5K +848 +5%
RHBC
485
R.H. Bluestein & Co
Michigan
$1.4M -$9.97K -112 -0.7%
FCH
486
Freestone Capital Holdings
Washington
$1.38M +$180K +2,023 +14%
RBC
487
Ronald Blue & Co
Georgia
$1.36M -$233K -2,618 -14%
LIM
488
Leavell Investment Management
Alabama
$1.36M +$39.7K +446 +3%
SOMRS
489
State of Michigan Retirement System
Michigan
$1.36M -$6.85M -77,004 -82%
NCM
490
Narwhal Capital Management
Georgia
$1.34M
MCM
491
Murphy Capital Management
New Jersey
$1.34M -$29.8K -335 -2%
SGAM
492
Steinberg Global Asset Management
Florida
$1.33M -$8.01K -90 -0.6%
CONA
493
Capital One National Association
New York
$1.33M +$181K +2,034 +14%
HPCM
494
High Pointe Capital Management
Illinois
$1.32M +$59.8K +672 +4%
EFS
495
Essex Financial Services
Connecticut
$1.3M +$2.94K +33 +0.2%
JMH
496
J.M. Hartwell
New York
$1.3M
SWP
497
Stratos Wealth Partners
Ohio
$1.3M +$366K +4,113 +35%
TCM
498
Texan Capital Management
Texas
$1.29M +$8.9K +100 +0.6%
AP
499
Appleton Partners
Massachusetts
$1.29M +$259K +2,913 +23%
WB
500
Webster Bank
Connecticut
$1.28M -$21.9K -246 -2%

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.