Capital One National Association’s Novartis NVS Stock Holding History

Capital One National Association’s Portfolio NVS Stock Details NVS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$976K	Buy	+10,311	New	+$925K	0.13%	145
2018 Q2	–	Sell	-2,803	Closed	-$203K	–	519
2018 Q1	$203K	Sell	2,803 -320	-10%	-$24.4K	0.01%	491
2017 Q4	$235K	Sell	3,123 -2,095	-40%	-$158K	0.02%	477
2017 Q3	$401K	Buy	5,218 +640	+14%	+$48.3K	0.03%	389
2017 Q2	$342K	Sell	4,578 -7,115	-61%	-$504K	0.02%	401
2017 Q1	$778K	Sell	11,693 -912	-7%	-$60.8K	0.06%	258
2016 Q4	$822K	Sell	12,605 -809	-6%	-$52.5K	0.06%	244
2016 Q3	$950K	Sell	13,414 -624	-4%	-$45.5K	0.08%	211
2016 Q2	$1.04M	Sell	14,038 -1,262	-8%	-$87.2K	0.09%	198
2016 Q1	$993K	Sell	15,300 -141	-0.9%	-$9.59K	0.09%	210
2015 Q4	$1.19M	Sell	15,441 -705	-4%	-$56K	0.1%	191
2015 Q3	$1.33M	Buy	16,146 +2,034	+14%	+$181K	0.13%	170
2015 Q2	$1.24M	Buy	14,112 +294	+2%	+$27K	0.11%	191
2015 Q1	$1.22M	Sell	13,818 -7,341	-35%	-$651K	0.11%	197
2014 Q4	$1.76M	Sell	21,159 -3,894	-16%	-$323K	0.17%	149
2014 Q3	$2.11M	Sell	25,053 -1,052	-4%	-$85.1K	0.21%	131
2014 Q2	$2.12M	Sell	26,105 -1,370	-5%	-$108K	0.2%	132
2014 Q1	$2.09M	Sell	27,475 -2,580	-9%	-$188K	0.2%	128
2013 Q4	$2.17M	Sell	30,055 -2,279	-7%	-$158K	0.21%	134
2013 Q3	$2.22M	Sell	32,334 -2,703	-8%	-$179K	0.23%	129
2013 Q2	$2.22M	Buy	+35,037	New	+$2.28M	0.24%	125

Other funds holding NVS

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Mawer Investment Management Calgary, Alberta, Canada $15.4B AUM 10.9% 1-Year Est. Return

Capital One National Association's NVS Position: Q4 2019 in Review

Capital One National Association opened a new position in Novartis (NVS) in Q4 2019: 10,311 shares worth $976K. The stake represents 0.13% of the portfolio and ranks #145 among its holdings. This is a return to the name: Capital One National Association previously reported a position in NVS as recently as Q1 2018.

Capital One National Association first reported a position in NVS in Q2 2013 and has held it in 21 quarters since. The position peaked at $2.22M in Q3 2013. 1,173 funds tracked by Wall St. Rank hold NVS as of Q4 2019.

Capital One National Association held 10,311 shares of Novartis worth $976K as of Q4 2019.
Novartis was a new Capital One National Association position in Q4 2019.
Novartis made up 0.13% of Capital One National Association's portfolio in Q4 2019, its #145 holding.
Capital One National Association first reported a position in Novartis in Q2 2013 and has held it in 21 quarters since.
Capital One National Association's Novartis position peaked at $2.22M in Q3 2013.
1,173 funds tracked by Wall St. Rank held Novartis as of Q4 2019.

Based on Capital One National Association's 13F filing for Q4 2019, filed 11 Feb 2020.