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Novartis

848 hedge funds and large institutions have $22B invested in Novartis in 2014 Q2 according to their latest regulatory filings, with 69 funds opening new positions, 291 increasing their positions, 342 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $170M | Put options by funds: $105M

44% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 48

7% more capital invested

Capital invested by funds: $20.6B → $22B (+$1.42B)

2% more funds holding

Funds holding: 831848 (+17)

0.04% less ownership

Funds ownership: 9.82%9.79% (-0.04%)

3% less funds holding in top 10

Funds holding in top 10: 6058 (-2)

15% less repeat investments, than reductions

Existing positions increased: 291 | Existing positions reduced: 342

Holders
848
Holders Change
+17
Holders Change %
+2.05%
% of All Funds
24.36%
Holding in Top 10
58
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.33%
% of All Funds
1.67%
New
69
Increased
291
Reduced
342
Closed
48
Calls
$170M
Puts
$105M
Net Calls
+$65.2M
Net Calls Change
+$75.2M
Name Holding Trade Value Shares
Change
Change in
Stake
FMC
476
First Merchants Corp
Indiana
$1.28M +$659K +8,379 +113%
JFA
477
JNBA Financial Advisors
Minnesota
$1.28M -$17.5K -223 -1%
PWP
478
Private Wealth Partners
California
$1.28M
HFS
479
HL Financial Services
Kentucky
$1.27M +$48.8K +620 +4%
Renaissance Technologies
480
Renaissance Technologies
New York
$1.27M -$7.2M -91,512 -85%
JMH
481
J.M. Hartwell
New York
$1.26M
BOH
482
Bank of Hawaii
Hawaii
$1.25M +$155K +1,968 +15%
DCM
483
Dynamic Capital Management
Jersey
$1.25M +$1.21M +15,419 New
AAM
484
Azzad Asset Management
Virginia
$1.24M +$29.7K +378 +3%
WSCM
485
Wellington Shields Capital Management
New York
$1.23M +$13.1K +167 +1%
SCM
486
Shelton Capital Management
Colorado
$1.22M
TCOTO
487
Trust Company of the Ozarks
Missouri
$1.22M -$61.4K -781 -5%
PSI
488
Pinnacle Summer Investments
Virginia
$1.21M
PIM
489
Penobscot Investment Management
Massachusetts
$1.21M +$4.25K +54 +0.4%
YIA
490
YHB Investment Advisors
Connecticut
$1.19M +$17.8K +226 +2%
First Eagle Investment Management
491
First Eagle Investment Management
New York
$1.18M
Toronto Dominion Bank
492
Toronto Dominion Bank
Ontario, Canada
$1.17M +$51.4K +653 +5%
VKH
493
Virtu KCG Holdings
New York
$1.16M -$52.7M -670,507 -98%
BP
494
Banyan Partners
Florida
$1.13M +$735K +9,340 +205%
State Street
495
State Street
Massachusetts
$1.12M -$8.81K -112 -0.8%
CASB
496
Cape Ann Savings Bank
Massachusetts
$1.12M -$6.13K -78 -0.6%
1IC
497
1919 Investment Counsel
Maryland
$1.12M +$221K +2,810 +26%
AIA
498
Avalon Investment & Advisory
Texas
$1.11M +$52.2K +664 +5%
FBT
499
Founders Bank & Trust
Michigan
$1.11M +$37.6K +478 +4%
PWS
500
Peloton Wealth Strategists
Indiana
$1.1M -$2.03M -25,835 -63%

NVS Hedge Fund Activity: Q2 2014 in Review

848 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2014, worth a combined $22B — up 6.9% from $20.6B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new NVS positions and 48 closed out — a net gain of 21 holders — while 291 added to existing stakes and 342 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $409M. The largest seller was Hotchkis & Wiley Capital Management, cutting an estimated $145M.

  • 848 institutional investors held Novartis (NVS) as of Q2 2014, up from 831 in Q1 2014.
  • Funds reported $22B of Novartis stock for Q2 2014, up 6.9% quarter-over-quarter.
  • 69 funds opened new Novartis positions in Q2 2014 and 48 closed out, a net change of +21 holders.
  • The largest Novartis buyer in Q2 2014 was Dodge & Cox, an estimated $409M added.
  • The largest Novartis seller in Q2 2014 was Hotchkis & Wiley Capital Management, an estimated $145M sold.

Based on aggregated 13F filings for Q2 2014.