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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
JFA
476
JNBA Financial Advisors
Minnesota
$1.22M -$59.8K -820 -5%
K
477
Kemper
Illinois
$1.22M
AIG
478
American International Group
New York
$1.2M +$41K +562 +4%
TCOTO
479
Trust Company of the Ozarks
Missouri
$1.2M -$20K -275 -2%
PWP
480
Private Wealth Partners
California
$1.2M
ONB
481
Old National Bancorp
Indiana
$1.2M -$44.2K -607 -4%
JMH
482
J.M. Hartwell
New York
$1.19M +$40.7K +558 +4%
PSI
483
Pinnacle Summer Investments
Virginia
$1.16M +$49.3K +676 +5%
SCM
484
Shelton Capital Management
Colorado
$1.14M
MCM
485
Murphy Capital Management
New Jersey
$1.14M -$16.3K -223 -1%
HFS
486
HL Financial Services
Kentucky
$1.14M +$94.6K +1,298 +9%
WSCM
487
Wellington Shields Capital Management
New York
$1.14M
WWM
488
Willingdon Wealth Management
North Carolina
$1.14M +$110K +1,505 +11%
AAM
489
Azzad Asset Management
Virginia
$1.13M +$47.7K +654 +5%
PIM
490
Penobscot Investment Management
Massachusetts
$1.13M +$24.4K +335 +2%
First Eagle Investment Management
491
First Eagle Investment Management
New York
$1.11M
ATC
492
Argent Trust Company
Louisiana
$1.1M -$20.3K -279 -2%
YIA
493
YHB Investment Advisors
Connecticut
$1.1M +$93.1K +1,278 +10%
PIA
494
Peachtree Investment Advisors
Georgia
$1.09M +$11.2K +154 +1%
SCA
495
SAC Capital Advisors
Connecticut
$1.09M +$349K +4,789 +50%
Toronto Dominion Bank
496
Toronto Dominion Bank
Ontario, Canada
$1.09M +$434K +5,952 +76%
DC
497
Deere & Company
Illinois
$1.07M
State Street
498
State Street
Massachusetts
$1.06M -$7.36K -101 -0.7%
CASB
499
Cape Ann Savings Bank
Massachusetts
$1.05M -$9.76K -134 -1%
Lord, Abbett & Co
500
Lord, Abbett & Co
New Jersey
$1.05M +$73.2K +1,005 +8%

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.